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WisdomTree Japan SmallCap Dividend Fund

53 hedge funds and large institutions have $126M invested in WisdomTree Japan SmallCap Dividend Fund in 2016 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

24% more capital invested

Capital invested by funds: $101M → $126M (+$24.7M)

23% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 13

6% more funds holding

Funds holding: 5053 (+3)

3.96% more ownership

Funds ownership: 25.52%29.47% (+4%)

Holders
53
Holders Change
+3
Holders Change %
+6%
% of All Funds
1.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
16
Reduced
13
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$38.2M +$13.4M +215,546 +54%
RJA
2
Raymond James & Associates
Florida
$16M +$7.29M +117,039 +82%
MFWM
3
Motley Fool Wealth Management
Virginia
$14M +$611K +9,811 +5%
Morgan Stanley
4
Morgan Stanley
New York
$9.36M +$2.34M +37,575 +33%
Mirae Asset Global Investments
5
Mirae Asset Global Investments
South Korea
$9.18M +$279K +4,480 +3%
UBS Group
6
UBS Group
Switzerland
$6.98M +$676K +10,845 +11%
CCMG
7
Clark Capital Management Group
Pennsylvania
$5.08M +$5.12M +82,126 New
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$3.65M +$3.67M +58,939 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.55M +$395K +6,336 +12%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$3.07M +$657K +10,551 +27%
UCFA
11
United Capital Financial Advisors
Texas
$1.49M -$242K -3,887 -14%
BTS
12
BB&T Securities
Virginia
$1.48M
Ameriprise
13
Ameriprise
Minnesota
$1.39M +$1.4M +22,416 New
ACM
14
Aviance Capital Management
Florida
$1.15M -$224K -3,599 -16%
CA
15
Cetera Advisors
Colorado
$1.05M +$934 +15 +0.1%
HSBC Holdings
16
HSBC Holdings
United Kingdom
$970K -$141K -2,265 -13%
Wells Fargo
17
Wells Fargo
California
$934K -$8.41K -135 -0.9%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$831K +$835K +13,407 New
PPA
19
Parametric Portfolio Associates
Washington
$787K
LPL Financial
20
LPL Financial
California
$717K -$102K -1,636 -12%
Bank of America
21
Bank of America
North Carolina
$704K -$126K -2,028 -15%
RGC
22
Roberts, Glore & Co
Illinois
$627K +$62 +1 +0%
HPC
23
HM Payson & Co
Maine
$478K -$6.23K -100 -1%
FTUS
24
Flow Traders U.S.
New York
$455K -$116K -1,866 -20%
OMC
25
Old Mission Capital
Illinois
$411K -$1.3M -20,915 -76%

DFJ Hedge Fund Activity: Q4 2016 in Review

53 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in WisdomTree Japan SmallCap Dividend Fund (DFJ) for Q4 2016, worth a combined $126M — up 24% from $101M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new DFJ positions and 10 closed out — a net gain of 4 holders — while 16 added to existing stakes and 13 trimmed.

The largest buyer was RiverFront Investment Group, adding an estimated $13.4M. The largest seller was Jane Street, exiting entirely with an estimated $6.46M sold.

  • 53 institutional investors held WisdomTree Japan SmallCap Dividend Fund (DFJ) as of Q4 2016, up from 50 in Q3 2016.
  • Funds reported $126M of WisdomTree Japan SmallCap Dividend Fund stock for Q4 2016, up 24% quarter-over-quarter.
  • 14 funds opened new WisdomTree Japan SmallCap Dividend Fund positions in Q4 2016 and 10 closed out, a net change of +4 holders.
  • The largest WisdomTree Japan SmallCap Dividend Fund buyer in Q4 2016 was RiverFront Investment Group, an estimated $13.4M added.
  • The largest WisdomTree Japan SmallCap Dividend Fund seller in Q4 2016 was Jane Street, an estimated $6.46M sold.

Based on aggregated 13F filings for Q4 2016.