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WisdomTree Japan SmallCap Dividend Fund

40 hedge funds and large institutions have $138M invested in WisdomTree Japan SmallCap Dividend Fund in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 11

1.17% more ownership

Funds ownership: 44.13%45.3% (+1.2%)

2% more capital invested

Capital invested by funds: $135M → $138M (+$2.35M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less funds holding

Funds holding: 4540 (-5)

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
40
Holders Change
-5
Holders Change %
-11.11%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
19
Reduced
11
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$31.4M +$1.16M +23,270 +4%
MIS
2
Morningstar Investment Services
Illinois
$26.2M +$3.03M +60,663 +13%
LPL Financial
3
LPL Financial
California
$22.3M +$1.19M +23,738 +6%
BTS
4
BB&T Securities
Virginia
$10.7M +$73.3K +1,467 +7%
Morgan Stanley
5
Morgan Stanley
New York
$8.94M +$2.21M +44,118 +33%
Bessemer Group
6
Bessemer Group
New Jersey
$8.01M
BIP
7
Brandes Investment Partners
California
$7.05M +$492K +9,839 +8%
Bank of New York Mellon
8
Bank of New York Mellon
New York
$2.82M +$2.82M +56,356 New
RJA
9
Raymond James & Associates
Florida
$2.13M -$1.2M -24,062 -36%
Bank of America
10
Bank of America
North Carolina
$1.81M -$1.13M -22,534 -38%
HSBC Holdings
11
HSBC Holdings
United Kingdom
$1.77M -$158K -3,159 -8%
Jane Street
12
Jane Street
New York
$1.63M +$1.17M +23,360 +253%
CA
13
Cetera Advisors
Colorado
$1.61M +$562K +11,245 +54%
Wells Fargo
14
Wells Fargo
California
$1.18M -$1.07M -21,391 -48%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.17M +$52.1K +1,043 +5%
U
16
UBS
Switzerland
$961K +$52.6K +1,053 +6%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$958K +$92.7K +1,854 +11%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$845K +$761K +15,227 +915%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$754K +$18.8K +377 +3%
RGC
20
Roberts, Glore & Co
Illinois
$726K -$15.3K -306 -2%
CS
21
Credit Suisse
Switzerland
$667K +$231K +4,613 +53%
BCM
22
Brookstone Capital Management
Illinois
$624K -$21.4K -428 -3%
PI
23
Placemark Investments
Illinois
$621K +$36.5K +730 +6%
VKH
24
Virtu KCG Holdings
New York
$603K -$2.06M -41,275 -77%
HPC
25
HM Payson & Co
Maine
$573K -$12.5K -250 -2%

DFJ Hedge Fund Activity: Q1 2014 in Review

40 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in WisdomTree Japan SmallCap Dividend Fund (DFJ) for Q1 2014, worth a combined $138M — up 1.7% from $135M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of DFJ and 2 opened new positions — a net loss of 5 holders — while 11 trimmed existing stakes and 19 added.

The largest buyer was Morningstar Investment Services, adding an estimated $3.03M. The largest seller was Avidian Wealth Enterprises, exiting entirely with an estimated $3.07M sold.

  • 40 institutional investors held WisdomTree Japan SmallCap Dividend Fund (DFJ) as of Q1 2014, down from 45 in Q4 2013.
  • Funds reported $138M of WisdomTree Japan SmallCap Dividend Fund stock for Q1 2014, up 1.7% quarter-over-quarter.
  • 2 funds opened new WisdomTree Japan SmallCap Dividend Fund positions in Q1 2014 and 7 closed out, a net change of -5 holders.
  • The largest WisdomTree Japan SmallCap Dividend Fund buyer in Q1 2014 was Morningstar Investment Services, an estimated $3.03M added.
  • The largest WisdomTree Japan SmallCap Dividend Fund seller in Q1 2014 was Avidian Wealth Enterprises, an estimated $3.07M sold.

Based on aggregated 13F filings for Q1 2014.