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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
676
Nuveen Quality Municipal Income Fund
NAD
$2.79B
$1.56M 0.02%
114,064
+4,114
+4% +$56.7K
LMBS icon
677
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.41B
$1.56M 0.02%
29,913
+10,937
+58% +$571K
HPE icon
678
Hewlett Packard
HPE
$73.6B
$1.55M 0.02%
112,924
+11,260
+11% +$151K
OKS
679
DELISTED
Oneok Partners LP
OKS
$1.55M 0.02%
29,407
+754
+3% +$37.7K
IXN icon
680
iShares Global Tech ETF
IXN
$9.25B
$1.55M 0.02%
74,646
-38,304
-34% -$758K
EFX icon
681
Equifax
EFX
$21.1B
$1.54M 0.02%
11,279
-781
-6% -$99.3K
HAS icon
682
Hasbro
HAS
$13.1B
$1.54M 0.02%
15,408
+6,940
+82% +$643K
VYMI icon
683
Vanguard International High Dividend Yield ETF
VYMI
$21.2B
$1.54M 0.02%
25,364
+20,824
+459% +$1.24M
AIF
684
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.53M 0.02%
93,163
-14,604
-14% -$233K
BSRR icon
685
Sierra Bancorp
BSRR
$523M
$1.53M 0.02%
55,855
+18,176
+48% +$495K
SHV icon
686
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.53M 0.02%
13,839
-1,361
-9% -$150K
ALK icon
687
Alaska Air
ALK
$5.44B
$1.53M 0.02%
16,548
+6,012
+57% +$569K
COL
688
DELISTED
Rockwell Collins
COL
$1.52M 0.02%
15,665
+646
+4% +$60.7K
PDBC icon
689
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.55B
$1.52M 0.02%
91,227
+16,610
+22% +$282K
SNA icon
690
Snap-on
SNA
$21.3B
$1.52M 0.02%
8,996
-96
-1% -$16.5K
BSCK
691
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$1.51M 0.02%
70,681
+28,431
+67% +$606K
EVHC
692
DELISTED
Envision Healthcare Holdings Inc
EVHC
$1.51M 0.02%
24,631
+467
+2% +$31.3K
FAX
693
abrdn Asia-Pacific Income Fund
FAX
$599M
$1.5M 0.02%
51,326
+3,605
+8% +$105K
SPIB icon
694
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.5M 0.02%
44,011
+10,218
+30% +$348K
FFC
695
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$1.5M 0.02%
73,083
+3,695
+5% +$73.2K
GXC icon
696
State Street SPDR S&P China ETF
GXC
$482M
$1.5M 0.02%
18,293
-711
-4% -$56.4K
FYX icon
697
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$1.49M 0.02%
27,488
+2,830
+11% +$153K
MRO
698
DELISTED
Marathon Oil Corporation
MRO
$1.49M 0.02%
93,958
+5,307
+6% +$87.1K
HBI
699
DELISTED
Hanesbrands
HBI
$1.49M 0.02%
71,948
+15,836
+28% +$336K
IT icon
700
Gartner
IT
$11.7B
$1.49M 0.02%
13,816
+526
+4% +$54.2K
26 27
28
29 30

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.