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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
551
FirstEnergy
FE
$27.1B
$1.82M 0.03%
58,556
+6,695
+13% +$214K
PKO
552
DELISTED
Pimco Income Opportunity Fund
PKO
$1.82M 0.03%
78,785
+5,036
+7% +$115K
BEP icon
553
Brookfield Renewable
BEP
$10.1B
$1.82M 0.03%
114,853
-375
-0.3% -$5.9K
PFN
554
PIMCO Income Strategy Fund II
PFN
$703M
$1.81M 0.03%
190,860
+14,825
+8% +$137K
PX
555
DELISTED
Praxair Inc
PX
$1.81M 0.03%
15,358
+518
+3% +$61.6K
EBND icon
556
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$1.81M 0.03%
64,138
+3,431
+6% +$92.8K
NNN icon
557
NNN REIT
NNN
$8.76B
$1.81M 0.03%
40,753
+19
+0% +$838
ROST icon
558
Ross Stores
ROST
$81.4B
$1.8M 0.03%
27,402
-160
-0.6% -$10.5K
PFXF icon
559
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$1.8M 0.03%
92,952
-8,728
-9% -$172K
IFV icon
560
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$1.79M 0.02%
103,257
-13,417
-11% -$231K
STWD icon
561
Starwood Property Trust
STWD
$6.16B
$1.77M 0.02%
80,504
+4,358
+6% +$96.1K
VOX icon
562
Vanguard Communication Services ETF
VOX
$5.88B
$1.76M 0.02%
17,598
+7,089
+67% +$668K
FAST icon
563
Fastenal
FAST
$60.5B
$1.76M 0.02%
149,832
-34,628
-19% -$380K
SRC
564
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$1.75M 0.02%
35,789
+371
+1% +$18.9K
SPSB icon
565
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$1.75M 0.02%
57,137
+13,339
+30% +$408K
IYE icon
566
iShares US Energy ETF
IYE
$1.79B
$1.74M 0.02%
42,106
-9,359
-18% -$373K
BAX icon
567
Baxter International
BAX
$14.4B
$1.74M 0.02%
38,858
-3,572
-8% -$165K
DCP
568
DELISTED
DCP Midstream, LP
DCP
$1.74M 0.02%
45,266
+2,691
+6% +$94K
GBX icon
569
The Greenbrier Companies
GBX
$1.44B
$1.74M 0.02%
41,757
+13,692
+49% +$511K
ATVI
570
DELISTED
Activision Blizzard
ATVI
$1.74M 0.02%
47,601
-25,565
-35% -$1.02M
CEF icon
571
Sprott Physical Gold and Silver Trust
CEF
$8.25B
$1.73M 0.02%
152,272
+51,515
+51% +$644K
ET icon
572
Energy Transfer Partners
ET
$71.3B
$1.73M 0.02%
89,773
-618
-0.7% -$10.3K
IUSV icon
573
iShares Core S&P US Value ETF
IUSV
$27.9B
$1.73M 0.02%
35,278
+13,472
+62% +$637K
MOAT icon
574
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$1.73M 0.02%
49,741
+10,428
+27% +$359K
RSPF icon
575
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$1.73M 0.02%
47,017
+21,590
+85% +$737K
21 22
23
24 25

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.