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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOXX icon
501
iShares Semiconductor ETF
SOXX
$45.3B
$3.55M 0.03%
57,537
-11,256
-16% -$695K
XEL icon
502
Xcel Energy
XEL
$48.1B
$3.54M 0.03%
75,000
+1,826
+2% +$86.2K
EVV
503
Eaton Vance Limited Duration Income Fund
EVV
$1.08B
$3.52M 0.03%
277,497
+31,102
+13% +$394K
IYJ icon
504
iShares US Industrials ETF
IYJ
$1.96B
$3.51M 0.03%
44,946
-39,416
-47% -$3M
PDI icon
505
PIMCO Dynamic Income Fund
PDI
$7.47B
$3.5M 0.03%
104,573
+4,600
+5% +$151K
ROK icon
506
Rockwell Automation
ROK
$49.4B
$3.48M 0.03%
18,557
+1,619
+10% +$290K
BSCM
507
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$3.48M 0.03%
168,416
+36,171
+27% +$748K
PPL
508
PPL Corp
PPL
$26.5B
$3.48M 0.03%
118,553
+32,550
+38% +$951K
ADI icon
509
Analog Devices
ADI
$191B
$3.48M 0.03%
37,595
+7,325
+24% +$704K
SLV icon
510
iShares Silver Trust
SLV
$31.5B
$3.47M 0.03%
252,747
-7,753
-3% -$109K
VFC icon
511
VF Corp
VFC
$5.87B
$3.46M 0.03%
39,363
+6,933
+21% +$591K
PCG icon
512
PG&E
PCG
$37.7B
$3.46M 0.03%
75,181
+16,849
+29% +$750K
GCOW icon
513
Pacer Global Cash Cows Dividend ETF
GCOW
$3.49B
$3.45M 0.03%
111,140
+4,969
+5% +$154K
SECT icon
514
Main Sector Rotation ETF
SECT
$2.88B
$3.45M 0.03%
118,506
+106,806
+913% +$3.08M
RA
515
Brookfield Real Assets Income Fund
RA
$707M
$3.44M 0.03%
149,050
+59,015
+66% +$1.37M
XMMO icon
516
Invesco S&P MidCap Momentum ETF
XMMO
$7.59B
$3.43M 0.03%
+62,673
New +$3.29M
EPS icon
517
WisdomTree US LargeCap Fund
EPS
$1.65B
$3.43M 0.03%
104,928
+827
+0.8% +$26.6K
VTWO icon
518
Vanguard Russell 2000 ETF
VTWO
$17.4B
$3.42M 0.03%
50,590
-3,380
-6% -$229K
DWM icon
519
WisdomTree International Equity Fund
DWM
$694M
$3.41M 0.03%
64,232
+11,396
+22% +$605K
PCEF icon
520
Invesco CEF Income Composite ETF
PCEF
$817M
$3.41M 0.03%
149,669
+15,539
+12% +$356K
FTNT icon
521
Fortinet
FTNT
$120B
$3.41M 0.03%
184,635
+137,895
+295% +$2.11M
LUV icon
522
Southwest Airlines
LUV
$22.3B
$3.4M 0.03%
54,568
+900
+2% +$52.6K
CMI icon
523
Cummins
CMI
$89.2B
$3.4M 0.03%
23,278
-4,942
-18% -$696K
VAW icon
524
Vanguard Materials ETF
VAW
$3.12B
$3.4M 0.03%
25,943
+3,208
+14% +$429K
MPC icon
525
Marathon Petroleum
MPC
$91.8B
$3.4M 0.03%
42,179
+925
+2% +$73.2K
19 20
21
22 23

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.