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Ladenburg Thalmann Financial Services’s Rockwell Automation ROK Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ROK Stock Details ROK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$4.47M Buy
22,217
+1,075
+5% +$199K 0.03% 529
2019
Q3 		$3.48M Sell
21,142
-244
-1% -$38.6K 0.02% 605
2019
Q2 		$3.5M Buy
21,386
+2,264
+12% +$383K 0.03% 584
2019
Q1 		$3.36M Buy
19,122
+596
+3% +$101K 0.03% 570
2018
Q4 		$2.79M Sell
18,526
-31
-0.2% -$5.17K 0.03% 555
2018
Q3 		$3.48M Buy
18,557
+1,619
+10% +$290K 0.03% 506
2018
Q2 		$2.94M Hold
16,938
– – 0.03% 541
2018
Q1 		$2.94M Buy
16,938
+917
+6% +$174K 0.03% 541
2017
Q4 		$3.15M Buy
16,021
+383
+2% +$73K 0.03% 510
2017
Q3 		$2.79M Sell
15,638
-5,016
-24% -$835K 0.03% 493
2017
Q2 		$3.35M Buy
20,654
+2,689
+15% +$424K 0.04% 401
2017
Q1 		$2.8M Buy
17,965
+2,321
+15% +$347K 0.04% 438
2016
Q4 		$2.1M Buy
15,644
+2,386
+18% +$305K 0.03% 502
2016
Q3 		$1.62M Buy
13,258
+17
+0.1% +$1.99K 0.02% 569
2016
Q2 		$1.52M Buy
13,241
+323
+3% +$37K 0.02% 567
2016
Q1 		$1.47M Sell
12,918
-1,044
-7% -$106K 0.03% 538
2015
Q4 		$1.43M Buy
13,962
+2,031
+17% +$213K 0.03% 520
2015
Q3 		$1.21M Sell
11,931
-70
-0.6% -$7.93K 0.02% 560
2015
Q2 		$1.5M Buy
12,001
+351
+3% +$42.3K 0.03% 520
2015
Q1 		$1.35M Buy
11,650
+5,231
+81% +$588K 0.03% 552
2014
Q4 		$714K Buy
6,419
+2,162
+51% +$237K 0.02% 745
2014
Q3 		$468K Sell
4,257
-670
-14% -$78.7K 0.01% 816
2014
Q2 		$617K Buy
4,927
+128
+3% +$15.8K 0.02% 692
2014
Q1 		$598K Buy
4,799
+292
+6% +$34.7K 0.02% 659
2013
Q4 		$532K Sell
4,507
-497
-10% -$55.2K 0.02% 672
2013
Q3 		$535K Hold
5,004
– – 0.02% 638
2013
Q2 		$416K Buy
+5,004
New +$432K 0.01% 696

Other funds holding ROK

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
ATO
Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ROK Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Rockwell Automation (ROK) stake by 5.1% in Q4 2019, buying an estimated $199K and bringing the position to 22,217 shares worth $4.47M. The position accounts for 0.03% of the portfolio, ranked #529.

Ladenburg Thalmann Financial Services first reported a position in ROK in Q2 2013 and has held it in 27 quarters since. 860 funds tracked by Wall St. Rank hold ROK as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 22,217 shares of Rockwell Automation worth $4.47M as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 1,075 Rockwell Automation shares in Q4 2019, an estimated $199K.
  • Rockwell Automation made up 0.03% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #529 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Rockwell Automation in Q2 2013 and has held it in 27 quarters since.
  • 860 funds tracked by Wall St. Rank held Rockwell Automation as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.