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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFV icon
451
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$5.17M 0.04%
271,656
-27,225
-9% -$525K
TROW icon
452
T. Rowe Price
TROW
$24.4B
$5.14M 0.04%
44,985
+11,751
+35% +$1.31M
VMC icon
453
Vulcan Materials
VMC
$37.2B
$5.14M 0.04%
33,972
+11,181
+49% +$1.58M
ETV
454
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.78B
$5.13M 0.04%
350,242
+61,071
+21% +$912K
TDIV icon
455
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$5.11M 0.04%
127,417
+61,682
+94% +$2.44M
LTS
456
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$5.08M 0.04%
2,145,944
-181,051
-8% -$473K
WY icon
457
Weyerhaeuser
WY
$18.1B
$5.08M 0.04%
183,543
-10,884
-6% -$284K
XEL icon
458
Xcel Energy
XEL
$48.3B
$5.08M 0.04%
78,268
+1,458
+2% +$90.8K
QYLD icon
459
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$5.06M 0.03%
224,102
-4,255
-2% -$97.4K
GLW icon
460
Corning
GLW
$137B
$5.06M 0.03%
177,540
-1,455
-0.8% -$43.5K
HEFA icon
461
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.76B
$5.03M 0.03%
168,029
+34,108
+25% +$996K
SPSM icon
462
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$5M 0.03%
166,926
+25,625
+18% +$773K
FEN
463
DELISTED
First Trust Energy Income and Growth Fund
FEN
$5M 0.03%
220,544
+24,089
+12% +$525K
CHD icon
464
Church & Dwight Co
CHD
$24.4B
$4.98M 0.03%
66,199
+5,466
+9% +$414K
SCHP icon
465
Schwab US TIPS ETF
SCHP
$16.2B
$4.97M 0.03%
174,984
+24,830
+17% +$704K
ANGL icon
466
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.1B
$4.96M 0.03%
169,283
-3,755
-2% -$110K
CINF icon
467
Cincinnati Financial
CINF
$26.6B
$4.95M 0.03%
42,458
+2,026
+5% +$223K
ATVI
468
DELISTED
Activision Blizzard
ATVI
$4.95M 0.03%
93,526
+14,923
+19% +$744K
FEX icon
469
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$4.93M 0.03%
80,973
-11,830
-13% -$721K
PZA icon
470
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$4.93M 0.03%
185,807
+3,457
+2% +$91.5K
EES icon
471
WisdomTree US SmallCap Earnings Fund
EES
$729M
$4.92M 0.03%
138,065
-130,833
-49% -$4.57M
FDS icon
472
Factset
FDS
$10.1B
$4.89M 0.03%
20,142
-66
-0.3% -$18.3K
OHI icon
473
Omega Healthcare
OHI
$13.9B
$4.86M 0.03%
116,287
+6,600
+6% +$257K
NVG icon
474
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$4.85M 0.03%
289,769
+114,015
+65% +$1.87M
GS icon
475
Goldman Sachs
GS
$301B
$4.84M 0.03%
23,335
+2,103
+10% +$440K
17 18
19
20 21

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.