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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYY icon
376
Sysco
SYY
$40.3B
$4.49M 0.04%
74,029
+3,027
+4% +$172K
UTF icon
377
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$4.49M 0.04%
187,172
+40,980
+28% +$950K
URI icon
378
United Rentals
URI
$72.4B
$4.45M 0.04%
25,887
-440
-2% -$67K
EES icon
379
WisdomTree US SmallCap Earnings Fund
EES
$731M
$4.44M 0.04%
122,623
+5,244
+4% +$187K
IYY icon
380
iShares Dow Jones US ETF
IYY
$3.06B
$4.44M 0.04%
66,418
+10,480
+19% +$683K
UTG icon
381
Reaves Utility Income Fund
UTG
$3.61B
$4.43M 0.04%
143,013
+13,015
+10% +$405K
DBRG icon
382
DigitalBridge
DBRG
$2.95B
$4.42M 0.04%
96,948
-25,164
-21% -$1.24M
SLYV icon
383
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$4.39M 0.04%
69,866
+11,168
+19% +$712K
SPAB icon
384
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$4.39M 0.04%
152,639
+48,079
+46% +$1.38M
NLY icon
385
Annaly Capital Management
NLY
$17.4B
$4.37M 0.04%
91,916
+11,716
+15% +$556K
DLS icon
386
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$4.35M 0.04%
56,670
+9,347
+20% +$699K
PAYX icon
387
Paychex
PAYX
$42.7B
$4.35M 0.04%
63,854
+1,002
+2% +$65.8K
PFLT icon
388
PennantPark Floating Rate Capital
PFLT
$746M
$4.34M 0.04%
316,538
-10,933
-3% -$154K
TXN icon
389
Texas Instruments
TXN
$261B
$4.33M 0.04%
41,461
-6,002
-13% -$584K
MOAT icon
390
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$4.32M 0.04%
101,800
+38,633
+61% +$1.59M
XYZ
391
Block Inc
XYZ
$47.5B
$4.32M 0.04%
124,556
+65,444
+111% +$2.4M
AXP icon
392
American Express
AXP
$230B
$4.28M 0.04%
43,098
+1,678
+4% +$160K
FTXO icon
393
First Trust Nasdaq Bank ETF
FTXO
$311M
$4.27M 0.04%
145,589
+25,658
+21% +$726K
RA
394
Brookfield Real Assets Income Fund
RA
$708M
$4.27M 0.04%
182,545
+108,227
+146% +$2.56M
MDYG icon
395
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.95B
$4.24M 0.04%
81,744
+43,494
+114% +$2.22M
GDX icon
396
VanEck Gold Miners ETF
GDX
$27.4B
$4.21M 0.04%
181,302
+53,505
+42% +$1.22M
VNLA icon
397
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$4.2M 0.04%
83,707
+53,417
+176% +$2.69M
CASY icon
398
Casey's General Stores
CASY
$30.9B
$4.2M 0.04%
37,481
-3,605
-9% -$412K
IWC icon
399
iShares Micro-Cap ETF
IWC
$1.52B
$4.2M 0.04%
43,830
-1,828
-4% -$173K
DAL icon
400
Delta Air Lines
DAL
$60.1B
$4.19M 0.04%
74,750
+5,456
+8% +$285K
14 15
16
17 18

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HAM
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.