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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Parker-Hannifin
PH
$134B
| $3.15M | 0.04% |
22,484
+2,268
| +11% | +$302K |
|
377
O'Reilly Automotive
ORLY
$74.9B
| $3.12M | 0.04% |
168,015
-41,055
| -20% | -$750K |
|
|
FISV
378
Fiserv Inc
FISV
$27.7B
| $3.1M | 0.04% |
58,412
+10,448
| +22% | +$537K |
|
379
Blackstone Mortgage Trust
BXMT
$2.36B
| $3.1M | 0.04% |
103,048
+5,340
| +5% | +$159K |
|
380
Globe Life
GL
$14.3B
| $3.09M | 0.04% |
41,924
+17
| +0% | +$1.17K |
|
381
PG&E
PCG
$37.8B
| $3.07M | 0.04% |
50,487
+757
| +2% | +$45.3K |
|
382
Prudential Financial
PRU
$41.9B
| $3.06M | 0.04% |
29,617
-1,005
| -3% | -$95.3K |
|
383
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
| $3.04M | 0.04% |
27,178
+2,056
| +8% | +$228K |
|
384
Eversource Energy
ES
$26.7B
| $3.03M | 0.04% |
55,041
-635
| -1% | -$33.9K |
|
385
PennantPark Floating Rate Capital
PFLT
$726M
| $3.03M | 0.04% |
214,431
+159,189
| +288% | +$2.15M |
|
386
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
| $3.02M | 0.04% |
103,739
-111,364
| -52% | -$3.33M |
|
387
Allstate
ALL
$68.3B
| $3.01M | 0.04% |
40,750
-877
| -2% | -$61.8K |
|
388
Chipotle Mexican Grill
CMG
$40.8B
| $2.97M | 0.04% |
393,700
+17,650
| +5% | +$139K |
|
389
WisdomTree US SmallCap Earnings Fund
EES
$728M
| $2.97M | 0.04% |
91,386
+10,866
| +13% | +$325K |
|
390
Cummins
CMI
$88B
| $2.96M | 0.04% |
21,644
-3,304
| -13% | -$442K |
|
|
HMHC
391
DELISTED
Houghton Mifflin Harcourt Company
HMHC
| $2.95M | 0.04% |
272,263
+54,884
| +25% | +$643K |
|
392
Invesco BuyBack Achievers ETF
PKW
$1.77B
| $2.95M | 0.04% |
58,488
+2,546
| +5% | +$125K |
|
393
Toyota
TM
$223B
| $2.95M | 0.04% |
25,148
+1,374
| +6% | +$160K |
|
|
FEN
394
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $2.92M | 0.04% |
110,157
+28,495
| +35% | +$730K |
|
|
PDM
395
Piedmont Realty Trust
PDM
$1.15B
| $2.92M | 0.04% |
139,469
+18,299
| +15% | +$369K |
|
396
iShares US Real Estate ETF
IYR
$4.51B
| $2.91M | 0.04% |
37,826
-65,813
| -64% | -$5M |
|
|
JPS
397
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $2.9M | 0.04% |
313,568
+40,883
| +15% | +$370K |
|
398
Under Armour
UAA
$2.42B
| $2.9M | 0.04% |
99,594
+28,942
| +41% | +$950K |
|
399
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $2.89M | 0.04% |
68,759
+18,379
| +36% | +$768K |
|
|
SLY
400
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $2.89M | 0.04% |
47,810
+2,960
| +7% | +$171K |
|
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.