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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
| $3.42M | 0.05% |
132,972
+7,068
| +6% | +$185K |
|
352
Genuine Parts
GPC
$18.5B
| $3.41M | 0.05% |
35,565
+1,708
| +5% | +$163K |
|
353
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
| $3.4M | 0.05% |
74,368
-3,225
| -4% | -$147K |
|
354
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
| $3.39M | 0.05% |
69,400
+2,320
| +3% | +$112K |
|
355
Main Street Capital
MAIN
$5.44B
| $3.38M | 0.05% |
92,009
+10,049
| +12% | +$355K |
|
356
Sprott Physical Gold
PHYS
$15.9B
| $3.38M | 0.05% |
359,753
+56,145
| +18% | +$563K |
|
357
Valero Energy
VLO
$90.7B
| $3.35M | 0.05% |
50,635
+10,307
| +26% | +$634K |
|
358
First Trust Senior Loan Fund ETF
FTSL
$2.33B
| $3.34M | 0.05% |
68,761
+35,392
| +106% | +$1.71M |
|
359
Weyerhaeuser
WY
$18.2B
| $3.34M | 0.05% |
110,615
+3,177
| +3% | +$97.9K |
|
360
Ares Capital
ARCC
$14.3B
| $3.31M | 0.05% |
201,025
+26,370
| +15% | +$415K |
|
|
BNY
361
Bank of New York Mellon
BNY
$108B
| $3.31M | 0.05% |
70,046
+16,740
| +31% | +$755K |
|
|
ESRX
362
DELISTED
Express Scripts Holding Company
ESRX
| $3.31M | 0.05% |
48,033
-2,696
| -5% | -$193K |
|
363
Annaly Capital Management
NLY
$17.3B
| $3.27M | 0.05% |
81,876
-41,000
| -33% | -$1.67M |
|
364
State Street SPDR Dow Jones REIT ETF
RWR
$1.87B
| $3.26M | 0.05% |
34,947
+7,403
| +27% | +$678K |
|
365
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
| $3.24M | 0.05% |
71,721
-36,150
| -34% | -$1.64M |
|
366
American Airlines Group
AAL
$9.93B
| $3.22M | 0.04% |
69,001
-33,837
| -33% | -$1.47M |
|
367
Becton Dickinson
BDX
$48.9B
| $3.21M | 0.04% |
19,669
-563
| -3% | -$93.4K |
|
368
Invesco Variable Rate Preferred ETF
VRP
$3.01B
| $3.21M | 0.04% |
130,317
+17,562
| +16% | +$437K |
|
|
CXP
369
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $3.21M | 0.04% |
148,419
-10,111
| -6% | -$216K |
|
370
Canadian National Railway
CNI
$75.7B
| $3.18M | 0.04% |
47,210
+1,449
| +3% | +$95.7K |
|
371
iShares Micro-Cap ETF
IWC
$1.49B
| $3.18M | 0.04% |
37,548
+6,668
| +22% | +$535K |
|
|
372
MSC Industrial Direct
MSM
$6.87B
| $3.17M | 0.04% |
34,277
-81,907
| -70% | -$6.76M |
|
373
A.O. Smith
AOS
$8.48B
| $3.16M | 0.04% |
66,291
+24,825
| +60% | +$1.2M |
|
374
iShares Gold Trust
IAU
$65.1B
| $3.16M | 0.04% |
142,098
-32,240
| -18% | -$756K |
|
375
Invesco S&P 500 Pure Growth ETF
RPG
$2.03B
| $3.15M | 0.04% |
188,780
+4,850
| +3% | +$80.9K |
|
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.