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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAKT icon
3551
Daktronics
DAKT
$997M
$12K ﹤0.01%
1,375
-2,616
-66% -$24.4K
FBP icon
3552
First Bancorp
FBP
$4.46B
$12K ﹤0.01%
+3,615
New +$13.4K
GLOF icon
3553
iShares Global Equity Factor ETF
GLOF
$225M
$12K ﹤0.01%
+528
New +$12.4K
GPK icon
3554
Graphic Packaging
GPK
$3.46B
$12K ﹤0.01%
938
-1,684
-64% -$22.6K
GRFS
3555
Grifois
GRFS
$5.4B
$12K ﹤0.01%
708
+372
+111% +$6.28K
HOV icon
3556
Hovnanian Enterprises
HOV
$793M
$12K ﹤0.01%
264
-124
-32% -$5.95K
HURN icon
3557
Huron Consulting
HURN
$2.47B
$12K ﹤0.01%
205
+88
+75% +$4.95K
JEQ
3558
DELISTED
abrdn Japan Equity Fund
JEQ
$12K ﹤0.01%
1,500
– –
JMM icon
3559
Nuveen Multi-Market Income Fund
JMM
$55M
$12K ﹤0.01%
1,715
– –
LSCC icon
3560
Lattice Semiconductor
LSCC
$18.4B
$12K ﹤0.01%
1,850
– –
NWSA icon
3561
News Corp Class A
NWSA
$15.5B
$12K ﹤0.01%
884
-8,004
-90% -$113K
OXM icon
3562
Oxford Industries
OXM
$538M
$12K ﹤0.01%
192
-428
-69% -$29.5K
PIPR icon
3563
Piper Sandler
PIPR
$5.34B
$12K ﹤0.01%
1,172
+20
+2% +$192
PLXS icon
3564
Plexus
PLXS
$7.25B
$12K ﹤0.01%
350
– –
PNI
3565
PIMCO New York Municipal Income Fund II
PNI
$77.9M
$12K ﹤0.01%
1,000
– –
PZC
3566
DELISTED
PIMCO California Municipal Income Fund III
PZC
$12K ﹤0.01%
+1,000
New +$11.4K
RUN icon
3567
Sunrun
RUN
$2.37B
$12K ﹤0.01%
1,000
– –
SGDJ icon
3568
Sprott Junior Gold Miners ETF
SGDJ
$333M
$12K ﹤0.01%
+617
New +$12.8K
SPMB icon
3569
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.07B
$12K ﹤0.01%
453
-510
-53% -$13.7K
SPPP
3570
Sprott Physical Platinum and Palladium Trust
SPPP
$622M
$12K ﹤0.01%
2,013
– –
TPZ
3571
Tortoise Electrification Infrastructure ETF
TPZ
$127M
$12K ﹤0.01%
700
-400
-36% -$7.48K
TQQQ icon
3572
ProShares UltraPro QQQ
TQQQ
$38.7B
$12K ﹤0.01%
4,944
– –
VGI
3573
Virtus Global Multi-Sector Income Fund
VGI
$83.8M
$12K ﹤0.01%
+866
New +$12.5K
BCPC
3574
Balchem Corp
BCPC
$5.65B
$12K ﹤0.01%
193
-48
-20% -$3.12K
ROIC
3575
DELISTED
Retail Opportunity Investments Corp.
ROIC
$12K ﹤0.01%
661
-2,038
-76% -$36.3K
141 142
143
144 145

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.