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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMB icon
2976
VanEck Short Muni ETF
SMB
$314M
$46K ﹤0.01%
2,611
+2
+0.1% +$35
SLCA
2977
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$46K ﹤0.01%
978
-92
-9% -$4.92K
FDEU
2978
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$46K ﹤0.01%
2,673
– –
VRAY
2979
DELISTED
ViewRay, Inc.
VRAY
$46K ﹤0.01%
5,275
+4,275
+428% +$23.3K
RJI
2980
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$46K ﹤0.01%
8,985
+550
+7% +$2.85K
PVG
2981
DELISTED
PRETIUM RESOURCES INC.
PVG
$46K ﹤0.01%
4,300
+2,800
+187% +$29.6K
JHB
2982
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$46K ﹤0.01%
+4,600
New +$46.1K
PMR
2983
DELISTED
Invesco Dynamic Retail ETF
PMR
$46K ﹤0.01%
1,301
-550
-30% -$19.3K
FTD
2984
DELISTED
FTD Companies, Inc. Common Stock
FTD
$46K ﹤0.01%
2,283
-133
-6% -$3.02K
TVPT
2985
DELISTED
Travelport Worldwide Limited
TVPT
$46K ﹤0.01%
3,962
+1,650
+71% +$21.9K
RGC
2986
DELISTED
Regal Entertainment Group
RGC
$46K ﹤0.01%
2,044
+69
+3% +$1.52K
VIA
2987
DELISTED
Viacom Inc. Class A
VIA
$46K ﹤0.01%
953
+7
+0.7% +$314
POWR
2988
iShares U.S. Power Infrastructure ETF
POWR
$464M
$45K ﹤0.01%
2,270
– –
HOUS
2989
DELISTED
Anywhere Real Estate
HOUS
$45K ﹤0.01%
1,499
+1,072
+251% +$29.1K
OSPN icon
2990
OneSpan
OSPN
$609M
$45K ﹤0.01%
3,398
-161
-5% -$2.26K
VOYA icon
2991
Voya Financial
VOYA
$9.01B
$45K ﹤0.01%
1,177
-426
-27% -$17.2K
WFC.PRL icon
2992
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$45K ﹤0.01%
36
– –
AMOV
2993
DELISTED
America Movil SAB de CV
AMOV
$45K ﹤0.01%
3,389
– –
ISL
2994
DELISTED
Aberdeen Israel Fund
ISL
$45K ﹤0.01%
2,533
+29
+1% +$485
DHG
2995
DELISTED
Deutsche High Incm Opportunities
DHG
$45K ﹤0.01%
3,080
-7,331
-70% -$107K
EMI
2996
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$45K ﹤0.01%
3,496
– –
BNO icon
2997
United States Brent Oil Fund
BNO
$771M
$44K ﹤0.01%
3,000
-54,678
-95% -$817K
CATY icon
2998
Cathay General Bancorp
CATY
$4.3B
$44K ﹤0.01%
1,163
-715
-38% -$27.2K
EARN
2999
Ellington Residential Mortgage REIT
EARN
$163M
$44K ﹤0.01%
3,000
– –
ENOV icon
3000
Enovis
ENOV
$1.42B
$44K ﹤0.01%
652
+437
+203% +$29.1K
118 119
120
121 122

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.