Ladenburg Thalmann Financial Services’s AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return RJI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio RJI Stock Details RJI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$207K	Hold	38,488	–	–	﹤0.01%	2466
2019 Q3	$196K	Sell	38,488 -517,621	-93%	-$2.65M	﹤0.01%	2486
2019 Q2	$2.9M	Buy	556,109 +36,052	+7%	+$189K	0.02%	655
2019 Q1	$2.79M	Buy	520,057 +77,567	+18%	+$405K	0.02%	640
2018 Q4	$2.21M	Buy	442,490 +153,116	+53%	+$818K	0.02%	626
2018 Q3	$1.62M	Buy	289,374 +259,789	+878%	+$1.43M	0.01%	830
2018 Q2	$164K	Hold	29,585	–	–	﹤0.01%	2393
2018 Q1	$164K	Buy	29,585 +1,550	+6%	+$8.51K	﹤0.01%	2393
2017 Q4	$151K	Sell	28,035 -898	-3%	-$4.67K	﹤0.01%	2428
2017 Q3	$148K	Buy	28,933 +16,448	+132%	+$81.8K	﹤0.01%	2326
2017 Q2	$61K	Buy	12,485 +3,500	+39%	+$17.2K	﹤0.01%	2890
2017 Q1	$46K	Buy	8,985 +550	+7%	+$2.85K	﹤0.01%	2985
2016 Q4	$44K	Hold	8,435	–	–	﹤0.01%	2947
2016 Q3	$43K	Sell	8,435 -2,000	-19%	-$9.86K	﹤0.01%	2900
2016 Q2	$54K	Sell	10,435 -300	-3%	-$1.48K	﹤0.01%	2624
2016 Q1	$50K	Buy	10,735 +159	+2%	+$701	﹤0.01%	2598
2015 Q4	$49K	Sell	10,576 -4,368	-29%	-$21.7K	﹤0.01%	2575
2015 Q3	$80K	Hold	14,944	–	–	﹤0.01%	2149
2015 Q2	$92K	Hold	14,944	–	–	﹤0.01%	2156
2015 Q1	$89K	Buy	14,944 +555	+4%	+$3.34K	﹤0.01%	2154
2014 Q4	$95K	Sell	14,389 -50	-0.3%	-$354	﹤0.01%	1933
2014 Q3	$113K	Hold	14,439	–	–	﹤0.01%	1535
2014 Q2	$124K	Sell	14,439 -234	-2%	-$2.01K	﹤0.01%	1464
2014 Q1	$124K	Sell	14,673 -89,766	-86%	-$745K	﹤0.01%	1372
2013 Q4	$852K	Sell	104,439 -8,937	-8%	-$73K	0.03%	500
2013 Q3	$942K	Sell	113,376 -9,605	-8%	-$80.3K	0.03%	434
2013 Q2	$983K	Buy	+122,981	New	+$1.01M	0.04%	402

Other funds holding RJI

BRR OpCo Columbus, Ohio $814M AUM 9.75% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

KWMG LLC Overland Park, Kansas $1.38B AUM 33.35% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

WAM

Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return

First Quadrant Glendale, California $18M AUM 24.2% 1-Year Est. Return

SWA

Sutton Wealth Advisors Tampa, Florida $203M AUM 20.54% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Ladenburg Thalmann Financial Services's RJI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return (RJI) position steady in Q4 2019 at 38,488 shares worth $207K. The position accounts for ﹤0.01% of the portfolio, ranked #2466.

Ladenburg Thalmann Financial Services first reported a position in RJI in Q2 2013 and has held it in 27 quarters since. The position peaked at $2.9M in Q2 2019. 44 funds tracked by Wall St. Rank hold RJI as of Q4 2019.

Ladenburg Thalmann Financial Services held 38,488 shares of AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return worth $207K as of Q4 2019.
Ladenburg Thalmann Financial Services left its AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return share count unchanged in Q4 2019.
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2466 holding.
Ladenburg Thalmann Financial Services first reported a position in AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return position peaked at $2.9M in Q2 2019.
44 funds tracked by Wall St. Rank held AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.