We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIA
2901
Western Asset Inflation-Linked Income Fund
WIA
$187M
$90K ﹤0.01%
7,900
+1,400
+22% +$15.9K
YLD icon
2902
Principal Active High Yield ETF
YLD
$584M
$90K ﹤0.01%
4,424
+3,668
+485% +$74.6K
NDP
2903
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$90K ﹤0.01%
898
+238
+36% +$24.3K
JHB
2904
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$90K ﹤0.01%
9,400
+1,000
+12% +$9.61K
HTZ
2905
DELISTED
Hertz Global Holdings, Inc.
HTZ
$90K ﹤0.01%
6,325
+3,065
+94% +$46.1K
BFAM icon
2906
Bright Horizons
BFAM
$3.75B
$89K ﹤0.01%
758
-14
-2% -$1.58K
CHGG icon
2907
Chegg
CHGG
$87.5M
$89K ﹤0.01%
+3,114
New +$92.8K
CX icon
2908
Cemex
CX
$16B
$89K ﹤0.01%
12,801
+4,885
+62% +$34.2K
EFO icon
2909
ProShares Ultra MSCI EAFE
EFO
$29.6M
$89K ﹤0.01%
+2,157
New +$88K
GRFS
2910
Grifois
GRFS
$5.29B
$89K ﹤0.01%
4,156
+750
+22% +$15.8K
IAE
2911
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$95M
$89K ﹤0.01%
9,341
+5,855
+168% +$55.1K
BRSL
2912
Brightstar Lottery PLC
BRSL
$2.17B
$89K ﹤0.01%
4,500
-16,004
-78% -$349K
MANH icon
2913
Manhattan Associates
MANH
$11.5B
$89K ﹤0.01%
1,630
-620
-28% -$33K
NVRI icon
2914
Enviri
NVRI
$579M
$89K ﹤0.01%
3,116
-238
-7% -$6.16K
RVSB icon
2915
Riverview Bancorp
RVSB
$106M
$89K ﹤0.01%
10,066
+5,066
+101% +$46.4K
HYLD
2916
DELISTED
High Yield ETF
HYLD
$89K ﹤0.01%
2,435
+925
+61% +$34K
NFO
2917
DELISTED
Invesco Insider Sentiment ETF
NFO
$89K ﹤0.01%
1,337
-223
-14% -$14.7K
BMI icon
2918
Badger Meter
BMI
$3.79B
$88K ﹤0.01%
1,669
+970
+139% +$50.5K
GLIN icon
2919
VanEck India Growth Leaders ETF
GLIN
$92.9M
$88K ﹤0.01%
2,208
-1
-0% -$48
MED icon
2920
Medifast
MED
$128M
$88K ﹤0.01%
398
-26
-6% -$5.27K
NBIS
2921
Nebius Group N.V.
NBIS
$75.5B
$88K ﹤0.01%
2,679
+1,176
+78% +$39.8K
ECOL
2922
DELISTED
US Ecology, Inc.
ECOL
$88K ﹤0.01%
1,198
-221
-16% -$15.6K
NYV
2923
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$88K ﹤0.01%
6,599
– –
ALLY icon
2924
Ally Financial
ALLY
$13.7B
$87K ﹤0.01%
3,314
-680
-17% -$18.5K
ALV icon
2925
Autoliv
ALV
$8.94B
$87K ﹤0.01%
1,006
+255
+34% +$24.3K
115 116
117
118 119

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.