Ladenburg Thalmann Financial Services’s TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NDP Stock Details NDP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$199K	Sell	5,730 -1,345	-19%	-$42.1K	﹤0.01%	2508
2019 Q3	$234K	Buy	7,075 +5,278	+294%	+$219K	﹤0.01%	2348
2019 Q2	$104K	Sell	1,797 -943	-34%	-$61.6K	﹤0.01%	2949
2019 Q1	$184K	Buy	2,740 +1,549	+130%	+$108K	﹤0.01%	2450
2018 Q4	$71K	Buy	1,191 +293	+33%	+$23K	﹤0.01%	3009
2018 Q3	$90K	Buy	898 +238	+36%	+$24.3K	﹤0.01%	2906
2018 Q2	$58K	Hold	660	–	–	﹤0.01%	3168
2018 Q1	$58K	Buy	660 +14	+2%	+$1.41K	﹤0.01%	3168
2017 Q4	$69K	Sell	646 -26	-4%	-$2.66K	﹤0.01%	3007
2017 Q3	$72K	Buy	672 +53	+9%	+$5.6K	﹤0.01%	2823
2017 Q2	$66K	Sell	619 -31	-5%	-$3.74K	﹤0.01%	2826
2017 Q1	$85K	Buy	650 +612	+1,611%	+$80.2K	﹤0.01%	2509
2016 Q4	$5K	Hold	38	–	–	﹤0.01%	4253
2016 Q3	$5K	Buy	+38	New	+$4.7K	﹤0.01%	4186

Other funds holding NDP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NDP Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its TORTOISE ENERGY INDEPENDENCE FUND, INC. (NDP) stake by 19% in Q4 2019, selling an estimated $42.1K and leaving 5,730 shares worth $199K. The position accounts for ﹤0.01% of the portfolio, ranked #2508.

Ladenburg Thalmann Financial Services first reported a position in NDP in Q3 2016 and has held it in 14 quarters since. The position peaked at $234K in Q3 2019. 36 funds tracked by Wall St. Rank hold NDP as of Q4 2019.

Ladenburg Thalmann Financial Services held 5,730 shares of TORTOISE ENERGY INDEPENDENCE FUND, INC. worth $199K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 1,345 TORTOISE ENERGY INDEPENDENCE FUND, INC. shares in Q4 2019, an estimated $42.1K.
TORTOISE ENERGY INDEPENDENCE FUND, INC. made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2508 holding.
Ladenburg Thalmann Financial Services first reported a position in TORTOISE ENERGY INDEPENDENCE FUND, INC. in Q3 2016 and has held it in 14 quarters since.
Ladenburg Thalmann Financial Services's TORTOISE ENERGY INDEPENDENCE FUND, INC. position peaked at $234K in Q3 2019.
36 funds tracked by Wall St. Rank held TORTOISE ENERGY INDEPENDENCE FUND, INC. as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.