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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADRE
2476
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$81K ﹤0.01%
2,505
-583
-19% -$19.7K
AL
2477
DELISTED
Air Lease Corp
AL
$80K ﹤0.01%
2,356
-310
-12% -$10.2K
AMCX icon
2478
AMC Global Media
AMCX
$498M
$80K ﹤0.01%
1,527
+133
+10% +$6.9K
BAC.PRL icon
2479
Bank of America Series L
BAC.PRL
$4.02B
$80K ﹤0.01%
68
-3
-4% -$3.57K
OPPJ
2480
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$287M
$80K ﹤0.01%
4,410
+3,540
+407% +$60.3K
EFC
2481
Ellington Financial
EFC
$1.77B
$80K ﹤0.01%
5,172
-903
-15% -$14.4K
ELME
2482
Elme Communities
ELME
$144M
$80K ﹤0.01%
2,451
-593
-19% -$18.1K
GRC icon
2483
Gorman-Rupp
GRC
$2.13B
$80K ﹤0.01%
2,600
-295
-10% -$8.33K
IOO icon
2484
iShares Global 100 ETF
IOO
$9.42B
$80K ﹤0.01%
2,078
+380
+22% +$14.3K
NWBI icon
2485
Northwest Bancshares
NWBI
$2.32B
$80K ﹤0.01%
4,449
-999
-18% -$17.1K
SPFF icon
2486
Global X SuperIncome Preferred ETF
SPFF
$143M
$80K ﹤0.01%
6,209
-1,772
-22% -$23K
CTR
2487
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$80K ﹤0.01%
1,238
+92
+8% +$5.76K
FQAL icon
2488
Fidelity Quality Factor ETF
FQAL
$1.46B
$79K ﹤0.01%
+3,000
New +$77.1K
FSBW icon
2489
FS Bancorp
FSBW
$323M
$79K ﹤0.01%
4,400
– –
GHYG icon
2490
iShares US & Intl High Yield Corp Bond ETF
GHYG
$200M
$79K ﹤0.01%
1,620
-181
-10% -$8.81K
MXI icon
2491
iShares Global Materials ETF
MXI
$356M
$79K ﹤0.01%
1,442
+306
+27% +$16.6K
MYY icon
2492
ProShares Short MidCap400
MYY
$2.86M
$79K ﹤0.01%
1,500
+1,425
+1,900% +$78.4K
NXC
2493
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$79K ﹤0.01%
5,394
– –
PIZ icon
2494
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$746M
$79K ﹤0.01%
3,692
-416
-10% -$9.11K
SIG icon
2495
Signet Jewelers
SIG
$3.54B
$79K ﹤0.01%
863
-71
-8% -$6.23K
WTV icon
2496
WisdomTree US Value Fund
WTV
$3.39B
$79K ﹤0.01%
2,326
+376
+19% +$12.3K
ADXS
2497
DELISTED
Advaxis Inc
ADXS
$79K ﹤0.01%
733
+400
+120% +$54K
MEET
2498
DELISTED
The Meet Group, Inc. Common Stock
MEET
$79K ﹤0.01%
16,140
+1,000
+7% +$5.17K
IBDN
2499
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$79K ﹤0.01%
3,176
– –
ROUS icon
2500
Hartford Multifactor US Equity ETF
ROUS
$733M
$78K ﹤0.01%
3,010
– –
98 99
100
101 102

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.