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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSLC icon
226
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$12.5M 0.09%
208,705
+34,424
+20% +$2.05M
ACN icon
227
Accenture
ACN
$109B
$12.5M 0.09%
64,954
+1,543
+2% +$299K
XLE icon
228
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$12.5M 0.09%
421,776
+97,082
+30% +$2.94M
VLO icon
229
Valero Energy
VLO
$90.7B
$12.5M 0.09%
146,136
-2,110
-1% -$171K
MPT
230
Medical Properties Trust
MPT
$2.48B
$12.4M 0.09%
633,778
+63,835
+11% +$1.17M
NOC icon
231
Northrop Grumman
NOC
$82.1B
$12.4M 0.09%
32,987
-101
-0.3% -$35.8K
SPSB icon
232
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$12.3M 0.09%
399,551
-36,109
-8% -$1.11M
NOBL icon
233
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$12.2M 0.08%
341,278
+29,958
+10% +$1.05M
CRM icon
234
Salesforce
CRM
$162B
$12.1M 0.08%
81,640
+1,283
+2% +$195K
CNP icon
235
CenterPoint Energy
CNP
$26.4B
$12.1M 0.08%
399,838
+15,363
+4% +$443K
ONEQ icon
236
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$12M 0.08%
382,010
+12,400
+3% +$393K
IBB icon
237
iShares Biotechnology ETF
IBB
$9.82B
$11.9M 0.08%
119,520
+53,975
+82% +$5.65M
GE icon
238
GE Aerospace
GE
$380B
$11.9M 0.08%
266,347
+2,954
+1% +$139K
AEP icon
239
American Electric Power
AEP
$66.9B
$11.8M 0.08%
126,457
+89
+0.1% +$8.08K
WELL icon
240
Welltower
WELL
$169B
$11.8M 0.08%
130,680
-19,373
-13% -$1.69M
DGRW icon
241
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$11.8M 0.08%
262,465
+137,830
+111% +$6.1M
EMLC icon
242
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$11.8M 0.08%
360,105
-95,850
-21% -$3.24M
HYLS icon
243
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$11.7M 0.08%
241,621
+54,034
+29% +$2.6M
CFA icon
244
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$11.6M 0.08%
220,002
+7,449
+4% +$391K
PTLC icon
245
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$11.6M 0.08%
374,056
+64,267
+21% +$1.98M
SJNK icon
246
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$11.6M 0.08%
427,857
-23,197
-5% -$627K
FTSM icon
247
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$11.5M 0.08%
192,002
+36,357
+23% +$2.19M
LOW icon
248
Lowe's Companies
LOW
$123B
$11.5M 0.08%
104,871
+1,091
+1% +$115K
AMT icon
249
American Tower
AMT
$78.8B
$11.5M 0.08%
52,117
+473
+0.9% +$103K
RDIV icon
250
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$11.5M 0.08%
304,846
+69,962
+30% +$2.58M
8 9
10
11 12

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.