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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$633M
AUM Growth
+$35.5M
Cap. Flow
-$3.27M
Cap. Flow %
-0.52%
Top 10 Hldgs %
51.56%
Holding
477
New
4
Increased
41
Reduced
39
Closed
360

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$31.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$19.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.2M
4
BSJP
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
+$788K
5
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$687K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$19.5M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$9.81M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.79M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$4.63M
5
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 1.72%
2 Healthcare 0.59%
3 Industrials 0.39%
4 Financials 0.37%
5 Consumer Discretionary 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXCM icon
201
DexCom
DXCM
$31.5B
– –
-40
Closed -$3.73K
ED icon
202
Consolidated Edison
ED
$40.1B
– –
-529
Closed -$45.2K
EEM icon
203
iShares MSCI Emerging Markets ETF
EEM
$28.8B
– –
-2,065
Closed -$78.4K
EFA icon
204
iShares MSCI EAFE ETF
EFA
$78B
– –
-5,290
Closed -$365K
EL icon
205
Estee Lauder
EL
$30.4B
– –
-138
Closed -$19.9K
ELV icon
206
Elevance Health
ELV
$81.5B
– –
-6
Closed -$2.61K
EMXC icon
207
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.5B
– –
-1,400
Closed -$69.8K
EOS
208
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
– –
-400
Closed -$6.87K
EOT
209
Eaton Vance National Municipal Opportunities Trust
EOT
$270M
– –
-6,800
Closed -$110K
ES icon
210
Eversource Energy
ES
$26.9B
– –
-1,475
Closed -$85.8K
ETN icon
211
Eaton
ETN
$161B
– –
-41
Closed -$8.74K
ETSY icon
212
Etsy
ETSY
$7.75B
– –
-4
Closed -$258
EW icon
213
Edwards Lifesciences
EW
$49.6B
– –
-16
Closed -$1.11K
EWA icon
214
iShares MSCI Australia ETF
EWA
$1.39B
– –
-340
Closed -$7.31K
EWJ icon
215
iShares MSCI Japan ETF
EWJ
$21.9B
– –
-145
Closed -$8.75K
EWZ icon
216
iShares MSCI Brazil ETF
EWZ
$9.28B
– –
-493
Closed -$15.1K
EXPE icon
217
Expedia Group
EXPE
$35.4B
– –
-37
Closed -$3.81K
F icon
218
Ford
F
$58.5B
– –
-2,822
Closed -$35K
FAD icon
219
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$560M
– –
-1,402
Closed -$140K
FDVV icon
220
Fidelity High Dividend ETF
FDVV
$10.2B
– –
-1,171
Closed -$45.2K
FE icon
221
FirstEnergy
FE
$28B
– –
-200
Closed -$6.84K
FHLC icon
222
Fidelity MSCI Health Care Index ETF
FHLC
$3.28B
– –
-15
Closed -$909
FITB
223
Fifth Third Bancorp
FITB
$51.2B
– –
-417
Closed -$10.6K
FLOT icon
224
iShares Floating Rate Bond ETF
FLOT
$10.3B
– –
-165
Closed -$8.4K
FMB icon
225
First Trust Managed Municipal ETF
FMB
$2.04B
– –
-323
Closed -$15.8K
7 8
9
10 11

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AC
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CCM
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FCI
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FWA
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VIM
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HB
Hauser Brothers Freiburg Im Breisgau, Germany $71.4M AUM 101.05% 1-Year Est. Return
DWRES
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Flaharty Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Flaharty Asset Management held 477 positions worth $633M, up 5.9% from $598M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management's Q4 2023 filing shows 4 new, 41 increased, 39 reduced and 360 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

  • Flaharty Asset Management's largest Q4 2023 buy was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Energy ETF in Q4 2023, an estimated $19.2M increase.
  • Flaharty Asset Management's biggest Q4 2023 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $19.5M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $1.29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $633M portfolio in Q4 2023.
  • Flaharty Asset Management opened 4 new positions and closed 360 in Q4 2023.
  • Flaharty Asset Management's portfolio value rose 5.9% quarter-over-quarter to $633M.

Based on Flaharty Asset Management's 13F filing for Q4 2023, filed 5 Feb 2024.