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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$633M
AUM Growth
+$35.5M
Cap. Flow
-$3.27M
Cap. Flow %
-0.52%
Top 10 Hldgs %
51.56%
Holding
477
New
4
Increased
41
Reduced
39
Closed
360

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$31.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$19.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.2M
4
BSJP
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
+$788K
5
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$687K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$19.5M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$9.81M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.79M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$4.63M
5
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 1.72%
2 Healthcare 0.59%
3 Industrials 0.39%
4 Financials 0.37%
5 Consumer Discretionary 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
76
Bank of America
BAC
$435B
$412K 0.07%
12,222
+24
+0.2% +$699
XOM icon
77
ExxonMobil
XOM
$644B
$411K 0.06%
4,109
+6
+0.1% +$631
GOOGL icon
78
Alphabet (Google) Class A
GOOGL
$4.36T
$392K 0.06%
2,809
– –
BRK.B icon
79
Berkshire Hathaway Class B
BRK.B
$1.1T
$389K 0.06%
1,090
+21
+2% +$7.37K
CW icon
80
Curtiss-Wright
CW
$26.7B
$387K 0.06%
1,736
-8
-0.5% -$1.67K
SPLV icon
81
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$371K 0.06%
+5,920
New +$356K
PANW icon
82
Palo Alto Networks
PANW
$270B
$366K 0.06%
2,482
+130
+6% +$17.4K
PAYX icon
83
Paychex
PAYX
$41.6B
$363K 0.06%
3,050
– –
ITA icon
84
iShares US Aerospace & Defense ETF
ITA
$14.2B
$362K 0.06%
2,860
+92
+3% +$10.6K
UNH icon
85
UnitedHealth
UNH
$376B
$358K 0.06%
680
– –
CSCO icon
86
Cisco
CSCO
$457B
$353K 0.06%
6,982
– –
AIVL icon
87
WisdomTree US AI Enhanced Value Fund
AIVL
$428M
$344K 0.05%
3,590
– –
JBL icon
88
Jabil
JBL
$33B
$316K 0.05%
2,477
– –
NEE icon
89
NextEra Energy
NEE
$181B
$314K 0.05%
5,171
-7
-0.1% -$399
RAVI icon
90
FlexShares Ultra-Short Income Fund
RAVI
$1.48B
$303K 0.05%
4,040
– –
HYLS icon
91
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$298K 0.05%
7,172
– –
COST icon
92
Costco
COST
$422B
$290K 0.05%
439
+67
+18% +$39.7K
OXY icon
93
Occidental Petroleum
OXY
$56.8B
$289K 0.05%
4,835
+500
+12% +$30.5K
RWK icon
94
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.31B
$284K 0.04%
2,700
+8
+0.3% +$762
TSLA icon
95
Tesla
TSLA
$1.23T
$273K 0.04%
1,098
-40
-4% -$9.51K
FTSM icon
96
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$267K 0.04%
4,475
– –
SO icon
97
Southern Company
SO
$109B
$256K 0.04%
3,650
– –
BSCT icon
98
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.91B
$252K 0.04%
+13,600
New +$242K
VZ icon
99
Verizon
VZ
$195B
$251K 0.04%
6,652
+350
+6% +$12.4K
RTX icon
100
RTX Corp
RTX
$290B
$250K 0.04%
2,967
– –
2 3
4
5 6

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CCM
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FCI
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FWA
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VIM
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HB
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DWRES
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Flaharty Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Flaharty Asset Management held 477 positions worth $633M, up 5.9% from $598M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management's Q4 2023 filing shows 4 new, 41 increased, 39 reduced and 360 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

  • Flaharty Asset Management's largest Q4 2023 buy was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Energy ETF in Q4 2023, an estimated $19.2M increase.
  • Flaharty Asset Management's biggest Q4 2023 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $19.5M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $1.29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $633M portfolio in Q4 2023.
  • Flaharty Asset Management opened 4 new positions and closed 360 in Q4 2023.
  • Flaharty Asset Management's portfolio value rose 5.9% quarter-over-quarter to $633M.

Based on Flaharty Asset Management's 13F filing for Q4 2023, filed 5 Feb 2024.