We are live on ! Find out more
FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$534M
AUM Growth
+$48.5M
Cap. Flow
+$22M
Cap. Flow %
4.12%
Top 10 Hldgs %
50.48%
Holding
132
New
18
Increased
40
Reduced
44
Closed
15

Top Buys

Rank Stock Value
1
PFFD icon
Global X US Preferred ETF
PFFD
+$31.7M
2
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$13.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.01M
4
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$2.79M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.21M

Top Sells

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$31.3M
2
REM icon
iShares Mortgage Real Estate ETF
REM
+$11.7M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.75M
4
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$1.4M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.19M

Sector Composition

Rank Sector Weight
1 Technology 1.22%
2 Healthcare 0.87%
3 Industrials 0.38%
4 Consumer Discretionary 0.35%
5 Utilities 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
51
AstraZeneca
AZN
$263B
$822K 0.15%
6,062
– –
BSCR icon
52
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
$814K 0.15%
42,869
+31,500
+277% +$594K
VMC icon
53
Vulcan Materials
VMC
$34.8B
$801K 0.15%
4,572
– –
BSCQ icon
54
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$787K 0.15%
41,601
+30,000
+259% +$564K
HD icon
55
Home Depot
HD
$331B
$777K 0.15%
2,459
+35
+1% +$10.7K
IWB icon
56
iShares Russell 1000 ETF
IWB
$48.2B
$768K 0.14%
3,649
+11
+0.3% +$2.33K
AGG icon
57
iShares Core US Aggregate Bond ETF
AGG
$137B
$727K 0.14%
7,499
-4,863
-39% -$470K
PFF icon
58
iShares Preferred and Income Securities ETF
PFF
$13.3B
$679K 0.13%
22,255
-28,742
-56% -$894K
IWM icon
59
iShares Russell 2000 ETF
IWM
$79.8B
$633K 0.12%
3,630
-37
-1% -$6.58K
MORT icon
60
VanEck Mortgage REIT Income ETF
MORT
$360M
$628K 0.12%
+53,811
New +$646K
JMBS icon
61
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.68B
$624K 0.12%
13,722
-1,353
-9% -$61.1K
MUB icon
62
iShares National Muni Bond ETF
MUB
$45.1B
$582K 0.11%
5,512
-255
-4% -$26.6K
RSP icon
63
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$572K 0.11%
4,051
– –
BAC icon
64
Bank of America
BAC
$435B
$566K 0.11%
17,096
-1,866
-10% -$64.3K
BSJO
65
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$531K 0.1%
24,015
– –
PG icon
66
Procter & Gamble
PG
$336B
$517K 0.1%
3,414
-3
-0.1% -$421
GLD icon
67
SPDR Gold Trust
GLD
$131B
$509K 0.1%
3,003
– –
RWL icon
68
Invesco S&P 500 Revenue ETF
RWL
$9.62B
$506K 0.09%
6,838
-940
-12% -$69.5K
TIP icon
69
iShares TIPS Bond ETF
TIP
$14.5B
$499K 0.09%
4,691
-5,429
-54% -$580K
LLY icon
70
Eli Lilly
LLY
$1.02T
$480K 0.09%
1,311
+24
+2% +$8.51K
MCD icon
71
McDonald's
MCD
$192B
$417K 0.08%
1,582
+404
+34% +$107K
PFE icon
72
Pfizer
PFE
$143B
$406K 0.08%
7,916
+65
+0.8% +$3.12K
AMZN icon
73
Amazon
AMZN
$2.92T
$400K 0.07%
4,764
-479
-9% -$47.3K
SO icon
74
Southern Company
SO
$109B
$396K 0.07%
5,550
– –
NEE icon
75
NextEra Energy
NEE
$181B
$374K 0.07%
4,478
+20
+0.4% +$1.62K
1 2
3
4 5

Similar funds

YEPX
Yorktown Energy Partners X New York $69.5M AUM 143.07% 1-Year Est. Return
AC
Axon Capital New York $69.3M AUM
CCM
Courage Capital Management Nashville, Tennessee $70.6M AUM 13.29% 1-Year Est. Return
FCI
Financial Counselors Inc Overland Park, Kansas $70.9M AUM 16.78% 1-Year Est. Return
FWA
Fidelis Wealth Advisors Castle Rock, Colorado $68.7M AUM
VIM
VCU Investment Management Richmond, Virginia $68.6M AUM
HB
Hauser Brothers Freiburg Im Breisgau, Germany $71.4M AUM 101.05% 1-Year Est. Return
DWRES
Divco West Real Estate Services San Francisco, California $71.9M AUM 21.93% 1-Year Est. Return

Flaharty Asset Management's Q4 2022 Portfolio in Review

As of Q4 2022, Flaharty Asset Management held 132 positions worth $534M, up 10% from $486M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Flaharty Asset Management deployed $22M of net new capital in Q4 2022, opening 18 new positions and adding to 40 existing holdings. Its largest new stake was Global X US Preferred ETF: 1,586,730 shares worth $30.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, down from 1.2% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was First Trust Preferred Securities and Income ETF, an estimated $31.3M trimmed.

  • Flaharty Asset Management's largest Q4 2022 buy was Global X US Preferred ETF: 1,586,730 shares worth $30.7M.
  • Flaharty Asset Management added most to First Trust Global Tactical Commodity Strategy Fund in Q4 2022, an estimated $13.2M increase.
  • Flaharty Asset Management's biggest Q4 2022 reduction was First Trust Preferred Securities and Income ETF, cutting an estimated $31.3M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $1.4M.
  • Flaharty Asset Management's ten largest holdings make up 50% of its $534M portfolio in Q4 2022.
  • Flaharty Asset Management opened 18 new positions and closed 15 in Q4 2022.
  • Flaharty Asset Management's portfolio value rose 10% quarter-over-quarter to $534M.

Based on Flaharty Asset Management's 13F filing for Q4 2022, filed 14 Feb 2023.