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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$633M
AUM Growth
+$35.5M
Cap. Flow
-$3.27M
Cap. Flow %
-0.52%
Top 10 Hldgs %
51.56%
Holding
477
New
4
Increased
41
Reduced
39
Closed
360

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$31.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$19.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.2M
4
BSJP
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
+$788K
5
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$687K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$19.5M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$9.81M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.79M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$4.63M
5
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 1.72%
2 Healthcare 0.59%
3 Industrials 0.39%
4 Financials 0.37%
5 Consumer Discretionary 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
26
iShares Select Dividend ETF
DVY
$23.5B
$3.39M 0.53%
28,885
-1,569
-5% -$173K
SPY icon
27
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$3.24M 0.51%
6,819
-376
-5% -$167K
XYLD icon
28
Global X S&P 500 Covered Call ETF
XYLD
$3.24B
$3.23M 0.51%
81,979
+5,794
+8% +$226K
AAPL icon
29
Apple
AAPL
$4.54T
$3.18M 0.5%
16,508
-298
-2% -$55K
AVUV icon
30
Avantis US Small Cap Value ETF
AVUV
$30.3B
$2.63M 0.42%
29,288
-1,795
-6% -$144K
QYLD icon
31
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$2.58M 0.41%
148,813
+10,531
+8% +$179K
VNQ icon
32
Vanguard Real Estate ETF
VNQ
$39.2B
$2.52M 0.4%
28,501
+2,358
+9% +$187K
FDN icon
33
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$2.52M 0.4%
13,491
-349
-3% -$58.3K
XLI icon
34
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$2.48M 0.39%
21,798
-542
-2% -$56.9K
JNJ icon
35
Johnson & Johnson
JNJ
$618B
$1.83M 0.29%
11,697
-55
-0.5% -$8.43K
RDVY icon
36
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$1.77M 0.28%
34,279
-2,042
-6% -$96.5K
BSCO
37
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.65M 0.26%
78,982
– –
AMLP icon
38
Alerian MLP ETF
AMLP
$13B
$1.6M 0.25%
37,663
+2,559
+7% +$109K
BSCR icon
39
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
$1.5M 0.24%
76,909
– –
BSCQ icon
40
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$1.46M 0.23%
75,851
– –
RSPU icon
41
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$535M
$1.42M 0.22%
26,055
-371,746
-93% -$19.5M
GRID
42
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.5B
$1.41M 0.22%
13,480
-156
-1% -$14.8K
CAT icon
43
Caterpillar
CAT
$375B
$1.39M 0.22%
4,698
– –
ROBT icon
44
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$723M
$1.13M 0.18%
24,880
-1,249
-5% -$51.2K
BSCP
45
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.11M 0.17%
54,050
– –
BSCS icon
46
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.56B
$1.05M 0.17%
51,915
+35,000
+207% +$687K
VMC icon
47
Vulcan Materials
VMC
$34.8B
$1.04M 0.16%
4,572
– –
NXTG icon
48
First Trust Indxx NextG ETF
NXTG
$536M
$961K 0.15%
12,528
-297
-2% -$21K
IWB icon
49
iShares Russell 1000 ETF
IWB
$48.2B
$937K 0.15%
3,573
– –
ETY icon
50
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$859K 0.14%
70,443
-2,686
-4% -$31.1K
1
2
3 4 5

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Flaharty Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Flaharty Asset Management held 477 positions worth $633M, up 5.9% from $598M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management's Q4 2023 filing shows 4 new, 41 increased, 39 reduced and 360 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

  • Flaharty Asset Management's largest Q4 2023 buy was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Energy ETF in Q4 2023, an estimated $19.2M increase.
  • Flaharty Asset Management's biggest Q4 2023 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $19.5M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $1.29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $633M portfolio in Q4 2023.
  • Flaharty Asset Management opened 4 new positions and closed 360 in Q4 2023.
  • Flaharty Asset Management's portfolio value rose 5.9% quarter-over-quarter to $633M.

Based on Flaharty Asset Management's 13F filing for Q4 2023, filed 5 Feb 2024.