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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$534M
AUM Growth
+$48.5M
Cap. Flow
+$22M
Cap. Flow %
4.12%
Top 10 Hldgs %
50.48%
Holding
132
New
18
Increased
40
Reduced
44
Closed
15

Top Buys

Rank Stock Value
1
PFFD icon
Global X US Preferred ETF
PFFD
+$31.7M
2
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$13.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.01M
4
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$2.79M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.21M

Top Sells

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$31.3M
2
REM icon
iShares Mortgage Real Estate ETF
REM
+$11.7M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.75M
4
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$1.4M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.19M

Sector Composition

Rank Sector Weight
1 Technology 1.22%
2 Healthcare 0.87%
3 Industrials 0.38%
4 Consumer Discretionary 0.35%
5 Utilities 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
26
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$2.97M 0.56%
30,219
-5,274
-15% -$502K
XYLD icon
27
Global X S&P 500 Covered Call ETF
XYLD
$3.23B
$2.8M 0.52%
71,083
+41,528
+141% +$1.65M
AVUV icon
28
Avantis US Small Cap Value ETF
AVUV
$30.3B
$2.76M 0.52%
+37,094
New +$2.79M
RDVY icon
29
First Trust Rising Dividend Achievers ETF
RDVY
$24.8B
$2.75M 0.51%
62,557
+18,525
+42% +$810K
MSFT icon
30
Microsoft
MSFT
$3.43T
$2.45M 0.46%
10,230
-214
-2% -$51.4K
FDN icon
31
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$2.26M 0.42%
18,375
-2,239
-11% -$284K
LQD icon
32
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.2B
$2.23M 0.42%
+21,137
New +$2.21M
AAPL icon
33
Apple
AAPL
$4.44T
$2.2M 0.41%
16,944
-564
-3% -$80.6K
JNJ icon
34
Johnson & Johnson
JNJ
$621B
$2.13M 0.4%
12,047
-476
-4% -$82.2K
FXO icon
35
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$2.06M 0.39%
50,280
-4,058
-7% -$167K
BSCO
36
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.71M 0.32%
83,492
+9,755
+13% +$199K
QYLD icon
37
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$1.59M 0.3%
100,043
+22,300
+29% +$360K
TAN icon
38
Invesco Solar ETF
TAN
$1.42B
$1.51M 0.28%
20,701
-3,005
-13% -$226K
BSCN
39
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.51M 0.28%
71,918
-2,705
-4% -$56.6K
SKYY icon
40
First Trust Cloud Computing ETF
SKYY
$2.92B
$1.43M 0.27%
24,812
-3,780
-13% -$229K
CAT icon
41
Caterpillar
CAT
$378B
$1.29M 0.24%
5,385
-400
-7% -$87.1K
ROBT icon
42
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$721M
$1.16M 0.22%
32,405
-5,443
-14% -$197K
XLU icon
43
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$1.1M 0.21%
+31,302
New +$1.06M
VNQ icon
44
Vanguard Real Estate ETF
VNQ
$39.3B
$1.05M 0.2%
12,778
+2,489
+24% +$206K
NXTG icon
45
First Trust Indxx NextG ETF
NXTG
$538M
$1.03M 0.19%
16,962
-2,996
-15% -$179K
ETY icon
46
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$990K 0.19%
91,155
-5,438
-6% -$62.5K
BSJN
47
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$987K 0.18%
42,325
– –
FPE icon
48
First Trust Preferred Securities and Income ETF
FPE
$6.33B
$986K 0.18%
58,683
-1,863,108
-97% -$31.3M
BSCP
49
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$939K 0.18%
46,600
– –
AMLP icon
50
Alerian MLP ETF
AMLP
$13B
$831K 0.16%
21,827
+2,197
+11% +$86.4K
1
2
3 4 5

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Flaharty Asset Management's Q4 2022 Portfolio in Review

As of Q4 2022, Flaharty Asset Management held 132 positions worth $534M, up 10% from $486M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Flaharty Asset Management deployed $22M of net new capital in Q4 2022, opening 18 new positions and adding to 40 existing holdings. Its largest new stake was Global X US Preferred ETF: 1,586,730 shares worth $30.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, down from 1.2% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was First Trust Preferred Securities and Income ETF, an estimated $31.3M trimmed.

  • Flaharty Asset Management's largest Q4 2022 buy was Global X US Preferred ETF: 1,586,730 shares worth $30.7M.
  • Flaharty Asset Management added most to First Trust Global Tactical Commodity Strategy Fund in Q4 2022, an estimated $13.2M increase.
  • Flaharty Asset Management's biggest Q4 2022 reduction was First Trust Preferred Securities and Income ETF, cutting an estimated $31.3M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $1.4M.
  • Flaharty Asset Management's ten largest holdings make up 50% of its $534M portfolio in Q4 2022.
  • Flaharty Asset Management opened 18 new positions and closed 15 in Q4 2022.
  • Flaharty Asset Management's portfolio value rose 10% quarter-over-quarter to $534M.

Based on Flaharty Asset Management's 13F filing for Q4 2022, filed 14 Feb 2023.