We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.43B
| $3.05M | 0.12% |
59,819
+3,270
| +6% | +$167K |
|
202
Goldman Sachs
GS
$273B
| $3.03M | 0.12% |
18,045
-1,394
| -7% | -$281K |
|
203
Blackrock
BLK
$161B
| $3M | 0.12% |
7,652
+611
| +9% | +$250K |
|
204
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.13B
| $3M | 0.12% |
119,978
+11,341
| +10% | +$280K |
|
205
Invesco S&P 500 Quality ETF
SPHQ
$18.4B
| $2.98M | 0.12% |
107,081
-104,527
| -49% | -$3.14M |
|
206
Nike
NKE
$53.1B
| $2.94M | 0.12% |
39,623
+2,360
| +6% | +$177K |
|
207
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
| $2.89M | 0.11% |
30,498
-725
| -2% | -$71.1K |
|
208
W.W. Grainger
GWW
$59.3B
| $2.86M | 0.11% |
10,061
-23
| -0.2% | -$6.84K |
|
209
First Trust Europe AlphaDEX Fund
FEP
$525M
| $2.84M | 0.11% |
91,868
-22,899
| -20% | -$767K |
|
210
iShares Core MSCI Europe ETF
IEUR
$9.05B
| $2.81M | 0.11% |
68,004
+852
| +1% | +$37.4K |
|
211
Philip Morris
PM
$299B
| $2.79M | 0.11% |
41,803
-1,880
| -4% | -$157K |
|
212
CapForce IBD 50 ETF
FFTY
$74.6M
| $2.73M | 0.11% |
98,358
-10,555
| -10% | -$327K |
|
213
Invesco Ultra Short Duration ETF
GSY
$3.93B
| $2.73M | 0.11% |
54,601
+41,692
| +323% | +$2.09M |
|
214
Blackstone
BX
$92.7B
| $2.69M | 0.11% |
90,295
+2,915
| +3% | +$96.3K |
|
215
Kroger
KR
$36.4B
| $2.68M | 0.11% |
97,114
-20,509
| -17% | -$595K |
|
216
Honeywell
HON
$65.8B
| $2.67M | 0.11% |
21,429
-302
| -1% | -$41.2K |
|
217
First Trust Capital Strength ETF
FTCS
$7.64B
| $2.65M | 0.1% |
54,915
+47,073
| +600% | +$2.43M |
|
218
iShares MBS ETF
MBB
$38.9B
| $2.64M | 0.1% |
25,145
-31,620
| -56% | -$3.25M |
|
219
Dominion Energy
D
$55.9B
| $2.63M | 0.1% |
36,606
+7
| +0% | +$511 |
|
220
Stryker
SYK
$109B
| $2.63M | 0.1% |
16,700
+71
| +0.4% | +$11.9K |
|
221
First Trust Senior Loan Fund ETF
FTSL
$2.43B
| $2.62M | 0.1% |
57,360
-11,181
| -16% | -$529K |
|
222
Invesco S&P 500 Value with Momentum ETF
SPVM
$135M
| $2.61M | 0.1% |
76,313
+10,040
| +15% | +$372K |
|
223
iShares Russell 2000 Growth ETF
IWO
$14.1B
| $2.6M | 0.1% |
15,369
-10,856
| -41% | -$2.02M |
|
224
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$55.6M
| $2.55M | 0.1% |
101,899
+6,590
| +7% | +$174K |
|
225
State Street Financial Select Sector SPDR ETF
XLF
$53.5B
| $2.53M | 0.1% |
105,869
-48,619
| -31% | -$1.26M |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.