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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ULQ
201
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
| $2.25M | 0.12% |
45,207
-4,622
| -9% | -$230K |
|
202
Annaly Capital Management
NLY
$17.3B
| $2.25M | 0.12% |
59,923
-1,311
| -2% | -$51.1K |
|
203
Royce Value Trust
RVT
$2.2B
| $2.24M | 0.12% |
190,462
+10,218
| +6% | +$122K |
|
204
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $2.23M | 0.12% |
18,185
-281
| -2% | -$34.7K |
|
205
International Paper
IP
$22.8B
| $2.21M | 0.11% |
61,332
+38,791
| +172% | +$1.49M |
|
|
STJ
206
DELISTED
St Jude Medical
STJ
| $2.18M | 0.11% |
35,518
+20,308
| +134% | +$1.28M |
|
207
Stryker
SYK
$133B
| $2.15M | 0.11% |
23,189
+670
| +3% | +$64.1K |
|
208
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
| $2.14M | 0.11% |
21,115
-6,164
| -23% | -$654K |
|
209
Lincoln National
LNC
$8.8B
| $2.14M | 0.11% |
+42,692
| New | +$2.23M |
|
210
Check Point Software Technologies
CHKP
$13.1B
| $2.13M | 0.11% |
26,511
+23,339
| +736% | +$1.94M |
|
211
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
| $2.12M | 0.11% |
25,249
+3,632
| +17% | +$309K |
|
212
iShares US Real Estate ETF
IYR
$4.69B
| $2.11M | 0.11% |
28,093
+24,002
| +587% | +$1.79M |
|
213
iShares Russell 1000 ETF
IWB
$47.9B
| $2.1M | 0.11% |
18,490
-12,467
| -40% | -$1.43M |
|
214
Genuine Parts
GPC
$17.2B
| $2.09M | 0.11% |
24,181
+14,609
| +153% | +$1.28M |
|
215
Kinder Morgan
KMI
$70.5B
| $2.08M | 0.11% |
140,478
-51,986
| -27% | -$1.24M |
|
216
Enterprise Products Partners
EPD
$82.5B
| $2.05M | 0.11% |
80,009
-21,223
| -21% | -$551K |
|
|
SCHW
217
Charles Schwab
SCHW
$181B
| $2.05M | 0.11% |
62,182
-2,762
| -4% | -$87.4K |
|
218
Vodafone
VOD
$37.2B
| $2.05M | 0.11% |
63,132
+4,812
| +8% | +$157K |
|
219
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
| $2.03M | 0.11% |
85,909
-7,628
| -8% | -$180K |
|
220
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
| $2.02M | 0.1% |
40,502
+6,082
| +18% | +$304K |
|
221
Honeywell
HON
$76.7B
| $2.01M | 0.1% |
21,642
+2,677
| +14% | +$246K |
|
222
Teva Pharmaceuticals
TEVA
$41.2B
| $2.01M | 0.1% |
30,715
+2,596
| +9% | +$160K |
|
223
State Street SPDR S&P Dividend ETF
SDY
$21.8B
| $2.01M | 0.1% |
27,340
+3,975
| +17% | +$303K |
|
224
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
| $2M | 0.1% |
40,875
+800
| +2% | +$39K |
|
225
State Street
STT
$50.2B
| $1.99M | 0.1% |
30,125
+104
| +0.3% | +$7.22K |
|
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First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.