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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.33B
| $3.51M | 0.14% |
35,488
-917
| -3% | -$90.6K |
|
177
Schwab US Dividend Equity ETF
SCHD
$110B
| $3.51M | 0.14% |
224,214
-10,278
| -4% | -$171K |
|
178
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21B
| $3.5M | 0.14% |
70,788
-113,556
| -62% | -$6M |
|
179
VF Corp
VFC
$5B
| $3.46M | 0.14% |
51,823
-2,402
| -4% | -$184K |
|
180
Eli Lilly
LLY
$1.01T
| $3.39M | 0.13% |
29,316
-1,139
| -4% | -$127K |
|
181
Invesco Short Term Treasury ETF
TBLL
$2.74B
| $3.37M | 0.13% |
+31,977
| New | +$3.37M |
|
182
Vanguard FTSE Emerging Markets ETF
VWO
$125B
| $3.37M | 0.13% |
88,384
+16,024
| +22% | +$621K |
|
183
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.3B
| $3.37M | 0.13% |
70,212
-11,580
| -14% | -$606K |
|
184
Vanguard S&P 500 Growth ETF
VOOG
$26.6B
| $3.36M | 0.13% |
149,076
+43,776
| +42% | +$1.06M |
|
185
Wells Fargo
WFC
$263B
| $3.36M | 0.13% |
72,853
-8,519
| -10% | -$436K |
|
186
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.3B
| $3.33M | 0.13% |
110,046
-1,314
| -1% | -$41.9K |
|
187
iShares MSCI Canada ETF
EWC
$6.78B
| $3.32M | 0.13% |
137,653
-91,022
| -40% | -$2.4M |
|
188
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.5B
| $3.31M | 0.13% |
47,786
-17,378
| -27% | -$1.33M |
|
189
iShares Russell 3000 ETF
IWV
$20B
| $3.3M | 0.13% |
22,437
-1,906
| -8% | -$303K |
|
|
RMT
190
Royce Micro-Cap Trust
RMT
$724M
| $3.29M | 0.13% |
433,037
+138,329
| +47% | +$1.19M |
|
191
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
| $3.28M | 0.13% |
71,512
-6,087
| -8% | -$306K |
|
192
Vanguard Information Technology ETF
VGT
$146B
| $3.21M | 0.13% |
153,616
-155,504
| -50% | -$3.52M |
|
193
Biogen
BIIB
$31.9B
| $3.21M | 0.13% |
10,539
-711
| -6% | -$227K |
|
194
iShares TIPS Bond ETF
TIP
$14.6B
| $3.17M | 0.13% |
28,832
+233
| +0.8% | +$25.4K |
|
195
Abbott
ABT
$177B
| $3.15M | 0.12% |
43,630
+1,569
| +4% | +$110K |
|
196
iShares Core S&P US Value ETF
IUSV
$27.2B
| $3.14M | 0.12% |
63,946
+49,108
| +331% | +$2.61M |
|
197
iShares S&P Small-Cap 600 Value ETF
IJS
$7.97B
| $3.13M | 0.12% |
47,412
-71,328
| -60% | -$5.29M |
|
198
Vanguard Short-Term Treasury ETF
VGSH
$34.5B
| $3.11M | 0.12% |
51,870
+42,506
| +454% | +$2.54M |
|
199
Oracle
ORCL
$433B
| $3.1M | 0.12% |
68,525
-1,116
| -2% | -$53.5K |
|
200
Costco
COST
$396B
| $3.09M | 0.12% |
15,309
-388
| -2% | -$86.7K |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.