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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Bristol-Myers Squibb
BMY
$131B
| $4.24M | 0.17% |
81,570
+4,810
| +6% | +$258K |
|
152
Citigroup
C
$227B
| $4.24M | 0.17% |
81,128
+27,937
| +53% | +$1.77M |
|
153
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.8B
| $4.24M | 0.17% |
44,798
-6,475
| -13% | -$657K |
|
|
HDV
154
iShares Core High Dividend ETF
HDV
$15.4B
| $4.21M | 0.17% |
249,735
+158,245
| +173% | +$2.81M |
|
|
ABFL
155
Abacus FCF Leaders ETF
ABFL
$524M
| $4.18M | 0.17% |
133,144
+115,448
| +652% | +$3.95M |
|
156
Franklin Templeton
BEN
$16.9B
| $4.07M | 0.16% |
136,594
-9,567
| -7% | -$294K |
|
157
Colgate-Palmolive
CL
$69.6B
| $4.04M | 0.16% |
67,516
-926
| -1% | -$57.9K |
|
158
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
| $4.03M | 0.16% |
116,937
+13,934
| +14% | +$526K |
|
159
Target
TGT
$69.8B
| $4.03M | 0.16% |
60,368
-4,645
| -7% | -$357K |
|
160
Aflac
AFL
$59.1B
| $3.98M | 0.16% |
86,971
-3,413
| -4% | -$152K |
|
161
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
| $3.98M | 0.16% |
76,208
-2,112
| -3% | -$120K |
|
162
RTX Corp
RTX
$265B
| $3.95M | 0.16% |
59,112
-4,195
| -7% | -$329K |
|
163
GE Aerospace
GE
$327B
| $3.94M | 0.16% |
108,016
+39,116
| +57% | +$1.77M |
|
164
Altria Group
MO
$117B
| $3.93M | 0.16% |
79,300
-8,171
| -9% | -$473K |
|
165
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.9B
| $3.93M | 0.16% |
12,960
-4,368
| -25% | -$1.45M |
|
166
Invesco Dorsey Wright Momentum ETF
PDP
$1.42B
| $3.85M | 0.15% |
78,996
-10,481
| -12% | -$550K |
|
167
Realty Income
O
$55.4B
| $3.8M | 0.15% |
62,118
-3,898
| -6% | -$233K |
|
168
First Trust Preferred Securities and Income ETF
FPE
$6.21B
| $3.75M | 0.15% |
209,434
-165,444
| -44% | -$3.07M |
|
169
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.9B
| $3.71M | 0.15% |
106,035
-4,046
| -4% | -$135K |
|
170
Duke Energy
DUK
$92.2B
| $3.64M | 0.14% |
42,183
+5,281
| +14% | +$449K |
|
171
Invesco S&P 500 Equal Weight ETF
RSP
$98.3B
| $3.61M | 0.14% |
39,567
-546
| -1% | -$54.1K |
|
172
SPDR Gold Trust
GLD
$147B
| $3.55M | 0.14% |
29,245
+9,645
| +49% | +$1.12M |
|
173
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.38B
| $3.54M | 0.14% |
65,077
-64,630
| -50% | -$3.92M |
|
|
WBA
174
DELISTED
Walgreens Boots Alliance
WBA
| $3.53M | 0.14% |
51,602
-6,425
| -11% | -$498K |
|
175
Caterpillar
CAT
$361B
| $3.52M | 0.14% |
27,744
+1,934
| +7% | +$252K |
|
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CT
CAW
First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.