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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$266M
(+10%)
Cap. Flow
+$147M
Cap. Flow
% of AUM
5.03%
Top 10 Holdings %
Top 10 Hldgs %
19%
Holding
1,267
New
118
Increased
640
Reduced
376
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$10.8M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$9.34M |
| 3 |
Apple
AAPL
|
+$9.2M |
| 4 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$8.33M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$7.61M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$7.12M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$5.41M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$5.37M |
| 5 |
EPR Properties
EPR
|
+$5.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.78% |
| 2 | Financials | 5.28% |
| 3 | Healthcare | 4.87% |
| 4 | Industrials | 4.3% |
| 5 | Communication Services | 3.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Bristol-Myers Squibb
BMY
$132B
| $4.76M | 0.16% |
76,760
+7,074
| +10% | +$420K |
|
152
McDonald's
MCD
$191B
| $4.67M | 0.16% |
27,795
-494
| -2% | -$79.2K |
|
153
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
| $4.63M | 0.16% |
122,120
-12,816
| -9% | -$481K |
|
154
Colgate-Palmolive
CL
$73.3B
| $4.59M | 0.16% |
68,442
+11,799
| +21% | +$786K |
|
155
Franklin Resources
BEN
$17.2B
| $4.43M | 0.15% |
146,161
-3,925
| -3% | -$126K |
|
156
First Trust Europe AlphaDEX Fund
FEP
$526M
| $4.39M | 0.15% |
114,767
-43,023
| -27% | -$1.67M |
|
157
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.81B
| $4.35M | 0.15% |
77,599
+27,949
| +56% | +$1.56M |
|
158
Goldman Sachs
GS
$302B
| $4.34M | 0.15% |
19,439
+3,204
| +20% | +$745K |
|
159
iShares National Muni Bond ETF
MUB
$45.2B
| $4.3M | 0.15% |
39,850
+98
| +0.2% | +$10.7K |
|
|
160
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
| $4.29M | 0.15% |
154,488
-193,254
| -56% | -$5.41M |
|
161
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
| $4.29M | 0.15% |
39,656
+1,785
| +5% | +$192K |
|
162
Wells Fargo
WFC
$258B
| $4.28M | 0.15% |
81,372
+15,254
| +23% | +$871K |
|
163
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
| $4.28M | 0.15% |
40,113
-3,736
| -9% | -$395K |
|
164
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$581M
| $4.27M | 0.15% |
92,348
+24,414
| +36% | +$1.11M |
|
165
Aflac
AFL
$64.8B
| $4.25M | 0.15% |
90,384
+1,648
| +2% | +$75.4K |
|
166
Coca-Cola
KO
$381B
| $4.24M | 0.15% |
91,717
+15,087
| +20% | +$689K |
|
|
WBA
167
DELISTED
Walgreens Boots Alliance
WBA
| $4.24M | 0.15% |
58,027
+1,471
| +3% | +$99.9K |
|
168
CapForce IBD 50 ETF
FFTY
$80.3M
| $4.2M | 0.14% |
108,913
+43,157
| +66% | +$1.59M |
|
169
iShares Russell 3000 ETF
IWV
$19.5B
| $4.19M | 0.14% |
24,343
+17,447
| +253% | +$2.96M |
|
170
Fidelity MSCI Financials Index ETF
FNCL
$2.38B
| $4.17M | 0.14% |
103,003
+34,889
| +51% | +$1.43M |
|
171
Schwab US Dividend Equity ETF
SCHD
$103B
| $4.15M | 0.14% |
234,492
+17,124
| +8% | +$296K |
|
172
FS KKR Capital
FSK
$2.96B
| $4.08M | 0.14% |
144,486
-2,323
| -2% | -$71K |
|
173
iShares US Basic Materials ETF
IYM
$1.15B
| $3.99M | 0.14% |
40,724
+2,269
| +6% | +$228K |
|
174
NVIDIA
NVDA
$4.72T
| $3.98M | 0.14% |
566,360
+90,520
| +19% | +$589K |
|
175
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
| $3.98M | 0.14% |
77,907
-5,575
| -7% | -$286K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2018 Portfolio in Review
As of Q3 2018, First Allied Advisory Services held 1,267 positions worth $2.92B, up 10% from $2.65B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services deployed $147M of net new capital in Q3 2018, opening 118 new positions and adding to 640 existing holdings. Its largest new stake was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg International Treasury Bond ETF, an estimated $7.61M trimmed.
- First Allied Advisory Services's largest Q3 2018 buy was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
- First Allied Advisory Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $10.8M increase.
- First Allied Advisory Services's biggest Q3 2018 reduction was State Street SPDR Bloomberg International Treasury Bond ETF, cutting an estimated $7.61M.
- First Allied Advisory Services fully exited VanEck High Yield Muni ETF in Q3 2018, selling an estimated $5.1M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.92B portfolio in Q3 2018.
- First Allied Advisory Services opened 118 new positions and closed 88 in Q3 2018.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.92B.
Based on First Allied Advisory Services's 13F filing for Q3 2018, filed 14 Nov 2018.