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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
iShares Russell 1000 ETF
IWB
$47.8B
| $4.15M | 0.17% |
27,897
+1,742
| +7% | +$252K |
|
152
Vanguard Health Care ETF
VHT
$18.2B
| $4.14M | 0.16% |
26,887
-2,025
| -7% | -$311K |
|
153
Aflac
AFL
$63.6B
| $4.14M | 0.16% |
93,636
-558
| -0.6% | -$23.8K |
|
154
iShares Biotechnology ETF
IBB
$9.33B
| $4.1M | 0.16% |
38,416
+778
| +2% | +$83.2K |
|
155
FS KKR Capital
FSK
$2.97B
| $4.04M | 0.16% |
137,436
-6,488
| -5% | -$209K |
|
156
Mastercard
MA
$473B
| $3.97M | 0.16% |
26,193
+1,119
| +4% | +$166K |
|
157
Target
TGT
$62.1B
| $3.95M | 0.16% |
59,955
+7,123
| +13% | +$430K |
|
158
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $3.92M | 0.16% |
77,174
+10,624
| +16% | +$541K |
|
|
ESRX
159
DELISTED
Express Scripts Holding Company
ESRX
| $3.89M | 0.15% |
52,161
+5,189
| +11% | +$332K |
|
|
WBA
160
DELISTED
Walgreens Boots Alliance
WBA
| $3.89M | 0.15% |
53,211
+6,845
| +15% | +$482K |
|
161
VF Corp
VFC
$6.68B
| $3.87M | 0.15% |
55,217
-5,280
| -9% | -$349K |
|
162
First Trust US Equity Opportunities ETF
FPX
$1.52B
| $3.83M | 0.15% |
56,091
+9,006
| +19% | +$598K |
|
163
Realty Income
O
$60.9B
| $3.81M | 0.15% |
68,989
-3,541
| -5% | -$192K |
|
164
Merck
MRK
$324B
| $3.81M | 0.15% |
71,172
+1,160
| +2% | +$64.3K |
|
|
JOYY
165
JOYY Inc
JOYY
$3.74B
| $3.81M | 0.15% |
33,680
+25,284
| +301% | +$2.54M |
|
166
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
| $3.8M | 0.15% |
133,060
-1,367
| -1% | -$38.4K |
|
167
Coca-Cola
KO
$353B
| $3.74M | 0.15% |
81,320
+1,448
| +2% | +$66.6K |
|
168
iShares National Muni Bond ETF
MUB
$45.1B
| $3.7M | 0.15% |
33,375
-4,685
| -12% | -$518K |
|
169
Oracle
ORCL
$337B
| $3.69M | 0.15% |
77,795
+3,597
| +5% | +$176K |
|
170
Blackrock
BLK
$163B
| $3.63M | 0.14% |
6,953
-108
| -2% | -$52.5K |
|
171
Schwab US Dividend Equity ETF
SCHD
$102B
| $3.59M | 0.14% |
211,074
+14,733
| +8% | +$242K |
|
172
Goldman Sachs
GS
$314B
| $3.59M | 0.14% |
14,089
+14
| +0.1% | +$3.43K |
|
173
Blackstone
BX
$103B
| $3.59M | 0.14% |
111,836
-34,936
| -24% | -$1.14M |
|
174
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $3.58M | 0.14% |
14,600
-10,519
| -42% | -$2.49M |
|
175
General Motors
GM
$74.5B
| $3.58M | 0.14% |
87,707
+19,701
| +29% | +$855K |
|
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First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.