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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EMC
151
DELISTED
EMC CORPORATION
EMC
| $3.06M | 0.16% |
118,946
-4,578
| -4% | -$119K |
|
|
ETW
152
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
| $3.06M | 0.16% |
272,951
-2,480
| -0.9% | -$28.5K |
|
153
Helmerich & Payne
HP
$3.37B
| $3.05M | 0.16% |
57,631
-2,612
| -4% | -$144K |
|
154
FS KKR Capital
FSK
$2.96B
| $3.02M | 0.16% |
84,035
-10,403
| -11% | -$401K |
|
|
VAR
155
DELISTED
Varian Medical Systems, Inc.
VAR
| $2.95M | 0.15% |
41,815
+29,135
| +230% | +$2.01M |
|
156
MetLife
MET
$62.5B
| $2.93M | 0.15% |
68,237
+1,905
| +3% | +$83.8K |
|
157
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
| $2.91M | 0.15% |
35,110
+8,986
| +34% | +$756K |
|
158
Coca-Cola
KO
$381B
| $2.9M | 0.15% |
67,679
+1,748
| +3% | +$74.2K |
|
159
Public Service Enterprise Group
PEG
$38.6B
| $2.89M | 0.15% |
73,672
+55,509
| +306% | +$2.23M |
|
160
McDonald's
MCD
$191B
| $2.83M | 0.15% |
23,998
+6,625
| +38% | +$741K |
|
|
CB
161
DELISTED
CHUBB CORPORATION
CB
| $2.8M | 0.15% |
21,057
-1,998
| -9% | -$259K |
|
162
Healthpeak Properties
DOC
$15.2B
| $2.79M | 0.14% |
79,825
+5,864
| +8% | +$196K |
|
163
Vanguard Morningstar Mid-Cap ETF
VO
$106B
| $2.79M | 0.14% |
92,664
-2,836
| -3% | -$86.5K |
|
164
BP
BP
$114B
| $2.77M | 0.14% |
105,136
+258
| +0.2% | +$7.34K |
|
165
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
| $2.74M | 0.14% |
+90,986
| New | +$2.74M |
|
166
Abbott
ABT
$183B
| $2.73M | 0.14% |
60,964
+2,011
| +3% | +$88.8K |
|
167
Alibaba
BABA
$279B
| $2.7M | 0.14% |
33,459
+4,614
| +16% | +$362K |
|
168
Vanguard S&P 500 ETF
VOO
$972B
| $2.69M | 0.14% |
14,408
+4,377
| +44% | +$824K |
|
169
T. Rowe Price
TROW
$25.6B
| $2.69M | 0.14% |
37,121
+2,327
| +7% | +$171K |
|
170
ConocoPhillips
COP
$145B
| $2.67M | 0.14% |
57,284
+374
| +0.7% | +$19.5K |
|
171
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
| $2.65M | 0.14% |
49,640
-2,544
| -5% | -$138K |
|
|
172
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $2.56M | 0.13% |
31,914
-115,332
| -78% | -$9.59M |
|
173
Caterpillar
CAT
$373B
| $2.54M | 0.13% |
37,513
+1,113
| +3% | +$77.8K |
|
174
iShares Global Energy ETF
IXC
$2.77B
| $2.54M | 0.13% |
+90,632
| New | +$2.79M |
|
175
SPDR Gold Trust
GLD
$133B
| $2.52M | 0.13% |
24,727
+7,497
| +44% | +$793K |
|
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First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.