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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
| $2.34M | 0.17% |
79,731
+17,007
| +27% | +$504K |
|
152
Vanguard Mid-Cap ETF
VO
$106B
| $2.29M | 0.17% |
74,056
+29,592
| +67% | +$892K |
|
|
POT
153
DELISTED
Potash Corp Of Saskatchewan
POT
| $2.28M | 0.17% |
64,602
-971
| -1% | -$33.1K |
|
154
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $2.26M | 0.16% |
56,532
-21,092
| -27% | -$819K |
|
155
iShares Biotechnology ETF
IBB
$9.31B
| $2.25M | 0.16% |
22,251
-1,710
| -7% | -$166K |
|
156
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
| $2.24M | 0.16% |
+42,728
| New | +$2.15M |
|
157
Annaly Capital Management
NLY
$16.9B
| $2.21M | 0.16% |
51,367
+19,373
| +61% | +$876K |
|
158
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $2.2M | 0.16% |
36,038
+3,572
| +11% | +$209K |
|
159
Stryker
SYK
$127B
| $2.18M | 0.16% |
23,072
+11,340
| +97% | +$1.01M |
|
160
Hormel Foods
HRL
$13.9B
| $2.17M | 0.16% |
83,900
+11,944
| +17% | +$315K |
|
161
Ford
F
$57.3B
| $2.17M | 0.16% |
139,247
-95,783
| -41% | -$1.41M |
|
|
NRF
162
DELISTED
NorthStar Realty Finance Corp.
NRF
| $2.17M | 0.16% |
61,446
+55,661
| +962% | +$1.98M |
|
163
Sysco
SYY
$39.7B
| $2.15M | 0.16% |
54,198
+3,317
| +7% | +$129K |
|
164
UnitedHealth
UNH
$382B
| $2.13M | 0.16% |
21,165
+1,665
| +9% | +$158K |
|
165
Vanguard Small-Cap Value ETF
VBR
$37.1B
| $2.12M | 0.15% |
20,062
+868
| +5% | +$89.5K |
|
166
Novartis
NVS
$295B
| $2.1M | 0.15% |
25,246
+976
| +4% | +$80.9K |
|
167
Zimmer Biomet
ZBH
$17.7B
| $2.1M | 0.15% |
19,088
-1,492
| -7% | -$157K |
|
168
General Mills
GIS
$19.2B
| $2.09M | 0.15% |
39,006
+2,437
| +7% | +$126K |
|
169
Healthpeak Properties
DOC
$15.4B
| $2.07M | 0.15% |
51,517
+18
| +0% | +$714 |
|
170
SPDR Gold Trust
GLD
$131B
| $2.07M | 0.15% |
18,160
-24,022
| -57% | -$2.77M |
|
171
Vanguard Growth ETF
VUG
$216B
| $2.07M | 0.15% |
118,854
-36,210
| -23% | -$616K |
|
172
Amgen
AMGN
$203B
| $2.06M | 0.15% |
12,907
-1,106
| -8% | -$172K |
|
|
ETW
173
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
| $2.04M | 0.15% |
184,998
+125,804
| +213% | +$1.49M |
|
174
Lockheed Martin
LMT
$134B
| $2M | 0.15% |
10,377
-2,106
| -17% | -$391K |
|
175
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
| $2M | 0.15% |
42,914
+1,495
| +4% | +$67K |
|
Similar funds
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CT
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First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.