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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Starbucks
SBUX
$121B
| $2.96M | 0.17% |
76,824
-2,994
| -4% | -$108K |
|
|
MDC
152
DELISTED
M.D.C. Holdings, Inc.
MDC
| $2.94M | 0.17% |
+136,044
| New | +$2.99M |
|
153
iShares TIPS Bond ETF
TIP
$14.5B
| $2.93M | 0.17% |
26,074
-33,252
| -56% | -$3.71M |
|
154
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
| $2.93M | 0.17% |
84,220
-7,656
| -8% | -$260K |
|
155
Duke Energy
DUK
$98.4B
| $2.91M | 0.17% |
43,538
-4,611
| -10% | -$315K |
|
156
iShares Russell 1000 ETF
IWB
$47.9B
| $2.91M | 0.17% |
30,905
+10,575
| +52% | +$988K |
|
157
Molson Coors Class B
TAP
$7.79B
| $2.9M | 0.17% |
58,008
+51,118
| +742% | +$2.57M |
|
158
DuPont de Nemours
DD
$18.7B
| $2.89M | 0.17% |
29,672
+4,318
| +17% | +$402K |
|
159
Vodafone
VOD
$37.2B
| $2.85M | 0.17% |
78,899
+10,457
| +15% | +$331K |
|
|
LHO
160
DELISTED
LaSalle Hotel Properties
LHO
| $2.85M | 0.17% |
+98,718
| New | +$2.68M |
|
|
SABA
161
Saba Capital Income & Opportunities Fund II
SABA
$223M
| $2.81M | 0.16% |
170,875
-17,420
| -9% | -$287K |
|
|
TEI
162
Templeton Emerging Markets Income Fund
TEI
$314M
| $2.79M | 0.16% |
201,214
+6,780
| +3% | +$96.3K |
|
163
NetApp
NTAP
$34.1B
| $2.78M | 0.16% |
+64,900
| New | +$2.7M |
|
164
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
| $2.77M | 0.16% |
54,589
+4,515
| +9% | +$227K |
|
165
Transocean
RIG
$5.62B
| $2.76M | 0.16% |
63,553
+53,883
| +557% | +$2.55M |
|
166
Vanguard Morningstar Total Stock Market ETF
VTI
$657B
| $2.75M | 0.16% |
31,317
+5,110
| +19% | +$444K |
|
167
Gabelli Dividend & Income Trust
GDV
$2.6B
| $2.73M | 0.16% |
143,866
+2,108
| +1% | +$39.8K |
|
|
TGNA
168
DELISTED
TEGNA Inc
TGNA
| $2.73M | 0.16% |
199,287
+59,264
| +42% | +$793K |
|
|
CHI
169
Calamos Convertible Opportunities and Income Fund
CHI
$999M
| $2.71M | 0.16% |
214,596
-15,687
| -7% | -$198K |
|
170
Bank of America
BAC
$433B
| $2.6M | 0.15% |
187,733
-142,123
| -43% | -$2.03M |
|
171
Colgate-Palmolive
CL
$73.3B
| $2.48M | 0.14% |
41,681
+1,458
| +4% | +$86.4K |
|
172
Invesco S&P 500 Pure Value ETF
RPV
$1.65B
| $2.41M | 0.14% |
54,723
+32,977
| +152% | +$1.43M |
|
173
Northern Trust
NTRS
$22.4B
| $2.4M | 0.14% |
+45,294
| New | +$2.6M |
|
174
Royce Value Trust
RVT
$2.2B
| $2.4M | 0.14% |
161,199
+2,371
| +1% | +$34.5K |
|
175
Lazard
LAZ
$4.09B
| $2.35M | 0.14% |
+64,700
| New | +$2.3M |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.