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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$2.81B
AUM Growth
-$84.3M
Cap. Flow
-$109M
Cap. Flow %
-3.88%
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
OUSA icon
1676
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$751M
-7,367
Closed -$251K
PSLV icon
1677
Sprott Physical Silver Trust
PSLV
$11.8B
-12,378
Closed -$71K
REFR icon
1678
Research Frontiers
REFR
$13.6M
-29,212
Closed -$97K
RIO icon
1679
Rio Tinto
RIO
$152B
-3,718
Closed -$232K
RL icon
1680
Ralph Lauren
RL
$22.4B
-2,954
Closed -$336K
ROBO icon
1681
ROBO Global Robotics & Automation Index ETF
ROBO
$1.87B
-15,748
Closed -$629K
SENS icon
1682
Senseonics Holdings Inc
SENS
$254M
-1,169
Closed -$48K
STOT icon
1683
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$501M
-23,754
Closed -$1.18M
UNM icon
1684
Unum
UNM
$13.2B
-153,530
Closed -$5.17M
VYX icon
1685
NCR Voyix
VYX
$1.19B
-10,804
Closed -$206K
X
1686
DELISTED
US Steel
X
-18,051
Closed -$276K
XPO icon
1687
XPO
XPO
$23.4B
-26,884
Closed -$538K
ZM icon
1688
Zoom
ZM
$27.1B
-2,950
Closed -$262K
WHWK
1689
Whitehawk Therapeutics
WHWK
$181M
-800
Closed -$11K
KMF
1690
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
-10,702
Closed -$124K
ABMD
1691
DELISTED
Abiomed Inc
ABMD
-798
Closed -$208K
MCA
1692
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
-10,164
Closed -$144K
ENBL
1693
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
-10,746
Closed -$147K
APC
1694
DELISTED
Anadarko Petroleum
APC
-10,564
Closed -$745K
DATA
1695
DELISTED
Tableau Software, Inc.
DATA
-1,275
Closed -$212K
LLL
1696
DELISTED
L3 Technologies, Inc.
LLL
-1,671
Closed -$410K
GCVRZ
1697
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$0 ﹤0.01%
+358
New +$193
FDC
1698
DELISTED
First Data Corporation
FDC
-7,753
Closed -$210K

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First Allied Advisory Services's Q3 2019 Portfolio in Review

As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services withdrew a net $109M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, First Allied Advisory Services opened a new position in FlexShares Global Upstream Natural Resources Index Fund worth $4.84M.

  • First Allied Advisory Services's largest Q3 2019 buy was FlexShares Global Upstream Natural Resources Index Fund: 155,586 shares worth $4.84M.
  • First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
  • First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
  • First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
  • First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
  • First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.

Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.