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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
State Street SPDR S&P Dividend ETF
SDY
$21.4B
| $5.04M | 0.2% |
56,383
-1,803
| -3% | -$170K |
|
127
UnitedHealth
UNH
$339B
| $5.02M | 0.2% |
20,249
-387
| -2% | -$102K |
|
128
Host Hotels & Resorts
HST
$15.3B
| $4.96M | 0.2% |
294,358
+4,189
| +1% | +$78.5K |
|
129
First Trust US Equity Opportunities ETF
FPX
$1.43B
| $4.91M | 0.19% |
79,015
-7,060
| -8% | -$473K |
|
130
Vanguard S&P 500 ETF
VOO
$1.04T
| $4.9M | 0.19% |
21,342
-1,883
| -8% | -$466K |
|
131
iShares MSCI USA Momentum Factor ETF
MTUM
$24.3B
| $4.89M | 0.19% |
48,620
+17,616
| +57% | +$1.89M |
|
132
IBM
IBM
$227B
| $4.88M | 0.19% |
45,015
-34,141
| -43% | -$4.1M |
|
133
Lockheed Martin
LMT
$123B
| $4.81M | 0.19% |
18,320
-95
| -0.5% | -$28.8K |
|
134
iShares Select Dividend ETF
DVY
$23.3B
| $4.79M | 0.19% |
53,618
-4,714
| -8% | -$452K |
|
135
Automatic Data Processing
ADP
$110B
| $4.76M | 0.19% |
36,327
-331
| -0.9% | -$46.7K |
|
136
Vanguard Russell 2000 Growth ETF
VTWG
$1.45B
| $4.75M | 0.19% |
39,057
-43,383
| -53% | -$5.87M |
|
137
Vanguard Morningstar Mid-Cap ETF
VO
$105B
| $4.74M | 0.19% |
137,628
-13,764
| -9% | -$517K |
|
138
J.M. Smucker
SJM
$13.1B
| $4.66M | 0.18% |
50,625
+41,981
| +486% | +$4.38M |
|
139
Schwab U.S Small- Cap ETF
SCHA
$22.1B
| $4.59M | 0.18% |
302,572
-86,952
| -22% | -$1.47M |
|
140
iShares Global Tech ETF
IXN
$9.28B
| $4.58M | 0.18% |
191,424
+110,412
| +136% | +$2.89M |
|
141
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
| $4.57M | 0.18% |
225,450
-38,620
| -15% | -$856K |
|
142
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.95B
| $4.56M | 0.18% |
56,610
-97,410
| -63% | -$8.68M |
|
143
Vanguard Morningstar Small-Cap ETF
VB
$78.8B
| $4.53M | 0.18% |
34,343
+20,341
| +145% | +$2.96M |
|
144
DuPont de Nemours
DD
$17.5B
| $4.44M | 0.18% |
32,809
+2,450
| +8% | +$352K |
|
145
BP
BP
$119B
| $4.43M | 0.18% |
120,270
-1,785
| -1% | -$71.3K |
|
|
SLT
146
DELISTED
Pacer Salt High truBeta US Market ETF
SLT
| $4.42M | 0.17% |
+214,881
| New | +$4.89M |
|
147
Zimmer Biomet
ZBH
$18.7B
| $4.34M | 0.17% |
42,997
+38,444
| +844% | +$4.32M |
|
148
McDonald's
MCD
$177B
| $4.34M | 0.17% |
24,357
-3,438
| -12% | -$610K |
|
149
Fidelity MSCI Health Care Index ETF
FHLC
$3.44B
| $4.32M | 0.17% |
105,200
+100,315
| +2,054% | +$4.41M |
|
150
Coca-Cola
KO
$380B
| $4.28M | 0.17% |
90,179
-1,538
| -2% | -$73.6K |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.