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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
| $3.76M | 0.19% |
179,591
+33,794
| +23% | +$712K |
|
127
Philip Morris
PM
$299B
| $3.75M | 0.19% |
42,632
+2,129
| +5% | +$185K |
|
128
Oracle
ORCL
$367B
| $3.72M | 0.19% |
102,142
+6,952
| +7% | +$265K |
|
|
JNS
129
DELISTED
Janus Capital Group Inc
JNS
| $3.7M | 0.19% |
264,138
-2,688
| -1% | -$40K |
|
130
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
| $3.64M | 0.19% |
58,822
+6,784
| +13% | +$430K |
|
131
Vanguard Dividend Appreciation ETF
VIG
$112B
| $3.52M | 0.18% |
45,225
-556
| -1% | -$43.4K |
|
132
Aflac
AFL
$64.8B
| $3.49M | 0.18% |
116,238
+5,272
| +5% | +$164K |
|
133
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.27B
| $3.46M | 0.18% |
74,200
+34,771
| +88% | +$1.65M |
|
134
Global Net Lease
GNL
$1.86B
| $3.46M | 0.18% |
144,935
-14,446
| -9% | -$384K |
|
135
Truist Financial
TFC
$63.5B
| $3.45M | 0.18% |
89,945
+59,314
| +194% | +$2.23M |
|
136
iShares Select Dividend ETF
DVY
$23.6B
| $3.44M | 0.18% |
45,593
-1,125
| -2% | -$85.5K |
|
137
iShares Core S&P Mid-Cap ETF
IJH
$122B
| $3.42M | 0.18% |
122,565
+3,145
| +3% | +$89.9K |
|
138
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $3.41M | 0.18% |
104,159
-761
| -0.7% | -$26.2K |
|
139
PNC Financial Services
PNC
$99.2B
| $3.35M | 0.17% |
34,392
+707
| +2% | +$65.7K |
|
140
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
| $3.35M | 0.17% |
42,338
+2,089
| +5% | +$166K |
|
141
Duke Energy
DUK
$98.4B
| $3.33M | 0.17% |
46,897
+447
| +1% | +$31.4K |
|
142
Lockheed Martin
LMT
$132B
| $3.3M | 0.17% |
15,268
-209
| -1% | -$45.4K |
|
143
Archer Daniels Midland
ADM
$38.9B
| $3.27M | 0.17% |
89,442
+50,825
| +132% | +$2.04M |
|
144
Target
TGT
$65.6B
| $3.26M | 0.17% |
45,088
+3,767
| +9% | +$281K |
|
145
Home Depot
HD
$332B
| $3.26M | 0.17% |
24,615
+1,570
| +7% | +$200K |
|
146
Colgate-Palmolive
CL
$73.3B
| $3.23M | 0.17% |
48,301
+5,268
| +12% | +$350K |
|
147
CVS Health
CVS
$134B
| $3.2M | 0.17% |
32,595
+648
| +2% | +$63.5K |
|
148
SLB Ltd
SLB
$72.6B
| $3.17M | 0.16% |
45,647
+10,997
| +32% | +$823K |
|
149
State Street Utilities Select Sector SPDR ETF
XLU
$23B
| $3.16M | 0.16% |
146,164
+51,558
| +54% | +$1.12M |
|
150
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
| $3.08M | 0.16% |
50,975
+1,415
| +3% | +$84.5K |
|
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First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.