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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$27.2M
Cap. Flow
% of AUM
-1.08%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.5% |
| 2 | Financials | 5.32% |
| 3 | Healthcare | 4.96% |
| 4 | Industrials | 3.99% |
| 5 | Communication Services | 3.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
iShares Floating Rate Bond ETF
FLOT
$10.2B
| $6M | 0.24% |
119,094
-29,257
| -20% | -$1.48M |
|
102
Invesco Mortgage Capital
IVR
$759M
| $5.96M | 0.24% |
41,145
+4,417
| +12% | +$668K |
|
103
Emerson Electric
EMR
$81.6B
| $5.88M | 0.23% |
98,158
+5,286
| +6% | +$356K |
|
104
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $5.86M | 0.23% |
72,315
-19,911
| -22% | -$1.67M |
|
105
Starbucks
SBUX
$119B
| $5.86M | 0.23% |
91,066
-10,077
| -10% | -$631K |
|
106
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$149M
| $5.85M | 0.23% |
254,432
+31,029
| +14% | +$776K |
|
107
Mastercard
MA
$498B
| $5.84M | 0.23% |
30,933
-6,775
| -18% | -$1.35M |
|
108
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$750M
| $5.82M | 0.23% |
137,786
+9,993
| +8% | +$454K |
|
109
Public Storage
PSA
$61.5B
| $5.82M | 0.23% |
28,641
-1,670
| -6% | -$341K |
|
110
iShares National Muni Bond ETF
MUB
$45.2B
| $5.82M | 0.23% |
53,288
+13,438
| +34% | +$1.45M |
|
111
FS KKR Capital
FSK
$3.01B
| $5.8M | 0.23% |
280,300
+135,814
| +94% | +$3.38M |
|
112
iShares Core MSCI Pacific ETF
IPAC
$2.59B
| $5.75M | 0.23% |
113,204
+51,467
| +83% | +$2.78M |
|
|
SCHV
113
Schwab US Large-Cap Value ETF
SCHV
$15.6B
| $5.72M | 0.23% |
347,760
+48,702
| +16% | +$862K |
|
114
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
| $5.67M | 0.22% |
214,080
+129,250
| +152% | +$3.51M |
|
115
Vanguard Morningstar Value ETF
VTV
$188B
| $5.56M | 0.22% |
56,860
-17,655
| -24% | -$1.86M |
|
116
Bank of America
BAC
$429B
| $5.56M | 0.22% |
225,585
-21,964
| -9% | -$596K |
|
117
iShares MSCI EAFE ETF
EFA
$76.4B
| $5.53M | 0.22% |
93,917
-86,056
| -48% | -$5.37M |
|
118
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.21B
| $5.51M | 0.22% |
182,600
+2,961
| +2% | +$87.7K |
|
119
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
| $5.47M | 0.22% |
45,019
-313
| -0.7% | -$36.2K |
|
120
Vanguard Health Care ETF
VHT
$18.5B
| $5.42M | 0.21% |
33,827
-7,279
| -18% | -$1.23M |
|
121
Sonoco
SON
$5.83B
| $5.39M | 0.21% |
100,757
-201
| -0.2% | -$11K |
|
|
GAP
122
The Gap Inc
GAP
$7.3B
| $5.38M | 0.21% |
207,488
-1,242
| -0.6% | -$33.2K |
|
123
Unum
UNM
$13.2B
| $5.25M | 0.21% |
+177,265
| New | +$6.2M |
|
124
LyondellBasell Industries
LYB
$19.5B
| $5.12M | 0.2% |
62,090
-2,907
| -4% | -$266K |
|
125
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.1B
| $5.05M | 0.2% |
181,461
-25,590
| -12% | -$769K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Technology at 6.5% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.