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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $6.35M | 0.25% |
75,731
-3,111
| -4% | -$262K |
|
102
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
| $6.34M | 0.25% |
213,416
+10,352
| +5% | +$307K |
|
103
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
| $6.09M | 0.24% |
55,700
+142
| +0.3% | +$15.3K |
|
104
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
| $6.08M | 0.24% |
182,676
+93
| +0.1% | +$2.88K |
|
105
Host Hotels & Resorts
HST
$16.8B
| $6.07M | 0.24% |
303,442
-3,541
| -1% | -$69.4K |
|
106
Visa
V
$676B
| $6.06M | 0.24% |
53,185
+4,359
| +9% | +$481K |
|
107
Keurig Dr Pepper
KDP
$40.4B
| $6.04M | 0.24% |
62,025
+10
| +0% | +$897 |
|
108
Lockheed Martin
LMT
$134B
| $5.83M | 0.23% |
18,034
+6
| +0% | +$1.89K |
|
109
iShares Select Dividend ETF
DVY
$23.9B
| $5.82M | 0.23% |
58,986
+2,593
| +5% | +$250K |
|
110
Invesco S&P 500 Equal Weight ETF
RSP
$96B
| $5.75M | 0.23% |
56,962
+4,025
| +8% | +$395K |
|
111
Bank of America
BAC
$435B
| $5.73M | 0.23% |
193,943
+11,257
| +6% | +$310K |
|
112
State Street SPDR S&P Dividend ETF
SDY
$21.9B
| $5.71M | 0.23% |
60,564
+3,889
| +7% | +$364K |
|
113
Cisco
CSCO
$450B
| $5.55M | 0.22% |
145,256
+4,026
| +3% | +$144K |
|
114
Vanguard S&P 500 ETF
VOO
$968B
| $5.45M | 0.22% |
22,194
+96
| +0.4% | +$22.9K |
|
115
First Trust Europe AlphaDEX Fund
FEP
$514M
| $5.45M | 0.22% |
139,397
+34,951
| +33% | +$1.33M |
|
116
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $5.42M | 0.22% |
65,772
+2,469
| +4% | +$204K |
|
117
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.21B
| $5.41M | 0.22% |
63,564
+30,880
| +94% | +$2.58M |
|
118
Sonoco
SON
$5.77B
| $5.34M | 0.21% |
99,444
-76
| -0.1% | -$3.98K |
|
119
Schwab International Equity ETF
SCHF
$65.6B
| $5.3M | 0.21% |
311,022
+20,644
| +7% | +$351K |
|
120
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $5.3M | 0.21% |
191,964
-108,635
| -36% | -$2.94M |
|
121
Tapestry
TPR
$28.9B
| $5.29M | 0.21% |
117,886
-1,084
| -0.9% | -$44.7K |
|
|
122
iShares MBS ETF
MBB
$39B
| $5.28M | 0.21% |
49,528
-33,388
| -40% | -$3.56M |
|
123
Starbucks
SBUX
$118B
| $5.24M | 0.21% |
91,484
+8,857
| +11% | +$501K |
|
124
EPR Properties
EPR
$4.86B
| $5.2M | 0.21% |
77,736
-122
| -0.2% | -$8.34K |
|
125
RLJ Lodging Trust
RLJ
$1.87B
| $5.2M | 0.21% |
232,583
+1,038
| +0.4% | +$22.6K |
|
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NIMC
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VIM
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CT
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First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.