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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.17% |
| 2 | Financials | 6.17% |
| 3 | Healthcare | 5.89% |
| 4 | Industrials | 5.24% |
| 5 | Consumer Staples | 4.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
iShares Russell 1000 Growth ETF
IWF
$117B
| $5.02M | 0.25% |
191,284
+4,960
| +3% | +$129K |
|
102
BP
BP
$112B
| $5.01M | 0.25% |
156,581
+16,324
| +12% | +$491K |
|
103
Invesco Dorsey Wright Momentum ETF
PDP
$1.38B
| $4.97M | 0.25% |
118,326
+1,441
| +1% | +$60.3K |
|
104
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $4.84M | 0.24% |
60,941
-12,343
| -17% | -$987K |
|
105
AbbVie
ABBV
$465B
| $4.83M | 0.24% |
77,205
-1,625
| -2% | -$99.2K |
|
106
iShares Select Dividend ETF
DVY
$23.8B
| $4.79M | 0.24% |
54,076
-3,023
| -5% | -$260K |
|
107
FS KKR Capital
FSK
$3.01B
| $4.77M | 0.24% |
115,725
+6,470
| +6% | +$253K |
|
108
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
| $4.74M | 0.24% |
104,891
+22,962
| +28% | +$1.02M |
|
109
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
| $4.74M | 0.24% |
92,350
+37,692
| +69% | +$1.89M |
|
110
Visa
V
$677B
| $4.55M | 0.23% |
58,368
+2,851
| +5% | +$229K |
|
111
iShares TIPS Bond ETF
TIP
$14.5B
| $4.55M | 0.23% |
40,222
+8,494
| +27% | +$970K |
|
112
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
| $4.5M | 0.23% |
86,153
+35,836
| +71% | +$1.88M |
|
|
WBA
113
DELISTED
Walgreens Boots Alliance
WBA
| $4.38M | 0.22% |
52,978
+3,402
| +7% | +$281K |
|
114
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
| $4.32M | 0.22% |
69,498
+35,924
| +107% | +$2.16M |
|
115
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
| $4.32M | 0.22% |
94,792
-51,420
| -35% | -$2.26M |
|
116
State Street SPDR S&P Dividend ETF
SDY
$22.1B
| $4.16M | 0.21% |
48,586
-5,767
| -11% | -$485K |
|
117
iShares National Muni Bond ETF
MUB
$45.2B
| $4.15M | 0.21% |
38,399
-10,150
| -21% | -$1.11M |
|
118
Realty Income
O
$61.1B
| $4.11M | 0.21% |
73,758
+1,867
| +3% | +$105K |
|
119
Tapestry
TPR
$30.3B
| $4.09M | 0.21% |
116,826
+106,567
| +1,039% | +$3.89M |
|
120
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
| $4M | 0.2% |
50,048
+4,750
| +10% | +$383K |
|
121
SPDR Gold Trust
GLD
$131B
| $3.99M | 0.2% |
36,424
-1,004
| -3% | -$117K |
|
122
Colgate-Palmolive
CL
$74.8B
| $3.98M | 0.2% |
60,792
-148
| -0.2% | -$10.1K |
|
123
iShares Russell 2000 Value ETF
IWN
$14.3B
| $3.92M | 0.2% |
32,996
+3,929
| +14% | +$434K |
|
124
Philip Morris
PM
$309B
| $3.88M | 0.2% |
42,395
+930
| +2% | +$86.2K |
|
125
iShares US Financials ETF
IYF
$4.65B
| $3.84M | 0.19% |
75,632
-6,742
| -8% | -$322K |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.