We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
iShares Core S&P Small-Cap ETF
IJR
$110B
| $4.67M | 0.24% |
84,736
-36,430
| -30% | -$2.05M |
|
102
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
| $4.6M | 0.24% |
60,032
+2,889
| +5% | +$224K |
|
103
iShares International Treasury Bond ETF
IGOV
$1.53B
| $4.53M | 0.23% |
+101,030
| New | +$4.56M |
|
104
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
| $4.32M | 0.22% |
24,843
+18,807
| +312% | +$3.29M |
|
105
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
| $4.31M | 0.22% |
73,498
+2,228
| +3% | +$135K |
|
106
Bristol-Myers Squibb
BMY
$132B
| $4.28M | 0.22% |
62,211
-18,123
| -23% | -$1.2M |
|
|
SPLS
107
DELISTED
Staples Inc
SPLS
| $4.24M | 0.22% |
448,479
+426,264
| +1,919% | +$5M |
|
108
Bank of America
BAC
$433B
| $4.22M | 0.22% |
251,359
+7,958
| +3% | +$135K |
|
109
Amgen
AMGN
$209B
| $4.21M | 0.22% |
26,174
+850
| +3% | +$134K |
|
110
iShares US Energy ETF
IYE
$1.73B
| $4.17M | 0.22% |
122,982
+113,919
| +1,257% | +$4.21M |
|
111
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
| $4.17M | 0.22% |
34,595
-24,951
| -42% | -$3.04M |
|
112
WisdomTree Japan Hedged Equity Fund
DXJ
$7.13B
| $4.13M | 0.21% |
81,250
-1,960
| -2% | -$104K |
|
|
NYRT
113
DELISTED
New York REIT, Inc.
NYRT
| $4.13M | 0.21% |
35,919
-5,326
| -13% | -$603K |
|
114
Amazon
AMZN
$2.53T
| $4.08M | 0.21% |
120,320
+4,620
| +4% | +$146K |
|
115
Franklin Resources
BEN
$17.2B
| $4.07M | 0.21% |
110,952
+103,231
| +1,337% | +$4.04M |
|
116
Vanguard Morningstar Growth ETF
VUG
$218B
| $4.06M | 0.21% |
229,182
-90,396
| -28% | -$1.62M |
|
117
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
| $4.04M | 0.21% |
74,840
-10,934
| -13% | -$606K |
|
118
iShares Russell 1000 Growth ETF
IWF
$120B
| $4.04M | 0.21% |
162,548
-38,120
| -19% | -$951K |
|
119
iShares Russell 1000 Value ETF
IWD
$81.8B
| $3.98M | 0.21% |
40,553
-3,475
| -8% | -$345K |
|
120
Valero Energy
VLO
$92.6B
| $3.96M | 0.21% |
56,113
+2,232
| +4% | +$152K |
|
121
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $3.91M | 0.2% |
49,088
-2,595
| -5% | -$208K |
|
122
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
| $3.91M | 0.2% |
145,320
-98,846
| -40% | -$2.92M |
|
123
Visa
V
$673B
| $3.9M | 0.2% |
50,097
+4,646
| +10% | +$360K |
|
124
Hormel Foods
HRL
$14B
| $3.79M | 0.2% |
96,246
+2,616
| +3% | +$93K |
|
125
US Bancorp
USB
$98B
| $3.79M | 0.2% |
88,698
-56,083
| -39% | -$2.4M |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.