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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVYE icon
1176
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$116K ﹤0.01%
+2,800
New +$116K
FHLC icon
1177
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$116K ﹤0.01%
+2,896
New +$115K
IXC icon
1178
iShares Global Energy ETF
IXC
$2.71B
$116K ﹤0.01%
+3,257
New +$112K
SGDM icon
1179
Sprott Gold Miners ETF
SGDM
$551M
$115K ﹤0.01%
+5,602
New +$114K
IFV icon
1180
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$114K ﹤0.01%
+5,074
New +$111K
SCHE icon
1181
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$113K ﹤0.01%
+4,047
New +$112K
SCHV
1182
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$113K ﹤0.01%
6,201
-9,450
-60% -$168K
EWP icon
1183
iShares MSCI Spain ETF
EWP
$1.98B
$111K ﹤0.01%
3,392
-11,805
-78% -$390K
IAGG icon
1184
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$111K ﹤0.01%
+2,154
New +$112K
ADAM
1185
Adamas Trust
ADAM
$777M
$110K ﹤0.01%
4,463
+125
+3% +$3.14K
IBDN
1186
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
– –
0
– –
MDYG icon
1187
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$109K ﹤0.01%
+2,121
New +$108K
HL icon
1188
Hecla Mining
HL
$10.2B
$108K ﹤0.01%
+27,000
New +$117K
WDIV icon
1189
State Street SPDR S&P Global Dividend ETF
WDIV
$276M
$107K ﹤0.01%
+1,505
New +$104K
CLMT icon
1190
Calumet Specialty Products
CLMT
$3.63B
$105K ﹤0.01%
13,705
-1,000
-7% -$8.34K
FCRD
1191
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$105K ﹤0.01%
+11,510
New +$107K
AKS
1192
DELISTED
AK Steel Holding Corp
AKS
$105K ﹤0.01%
18,362
-720
-4% -$3.75K
KBWY icon
1193
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$319M
$103K ﹤0.01%
+2,921
New +$107K
MLPX icon
1194
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$103K ﹤0.01%
+2,540
New +$100K
IBDO
1195
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
– –
0
– –
CPRX
1196
DELISTED
Catalyst Pharmaceutical
CPRX
$102K ﹤0.01%
26,000
– –
GMF icon
1197
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$419M
$102K ﹤0.01%
+975
New +$100K
JPC icon
1198
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$102K ﹤0.01%
10,073
+39
+0.4% +$408
URTH icon
1199
iShares MSCI World ETF
URTH
$7.95B
$102K ﹤0.01%
+1,166
New +$101K
OPK icon
1200
Opko Health
OPK
$921M
$101K ﹤0.01%
21,172
-5,206
-20% -$30.2K
46 47
48
49 50

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.