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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.93B
AUM Growth
+$113M
Cap. Flow
+$58.9M
Cap. Flow %
3.05%
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
HCF
1176
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
-10,711
Closed -$54K
EZCH
1177
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
-14,687
Closed -$373K
CA
1178
DELISTED
CA, Inc.
CA
-204,640
Closed -$5.66M
IMUC
1179
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
-1,125
Closed -$19K
HK
1180
DELISTED
Halcon Resources Corporation
HK
-182
Closed -$11K

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First Allied Advisory Services's Q4 2015 Portfolio in Review

As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.

By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.

  • First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
  • First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
  • First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
  • First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
  • First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
  • First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.

Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.