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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
BIRT
1151
DELISTED
Actuate Corp
BIRT
-20,000
Closed -$95K
RFMD
1152
DELISTED
RF MICRO DEVICES INC
RFMD
-14,700
Closed -$143K
VE
1153
DELISTED
VEOLIA ENVIRONNEMENT
VE
-15,700
Closed -$299K
JLA
1154
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
-44,000
Closed -$586K
DPD
1155
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
-22,021
Closed -$352K
JSN
1156
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
-18,497
Closed -$240K
TIBX
1157
DELISTED
TIBCO SOFTWARE INC
TIBX
-22,009
Closed -$442K
DNDN
1158
DELISTED
DENDREON CORPORATION
DNDN
-13,890
Closed -$31K
GAB.RT
1159
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
$0 ﹤0.01%
+69,154
New +$5.27K
HSH
1160
DELISTED
HILLSHIRE BRANDS CO
HSH
-4,108
Closed -$254K
ZIPR
1161
DELISTED
ZIP REALTY, INC
ZIPR
-14,725
Closed -$41K
HMH
1162
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
-20,966
Closed -$148K
FRX
1163
DELISTED
FOREST LABORATORIES INC
FRX
-2,041
Closed -$201K
EOX
1164
DELISTED
EMERALD OIL INC (MT)
EOX
-511
Closed -$75K
HAV
1165
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
-22,800
Closed -$228K
DHG
1166
DELISTED
Deutsche High Incm Opportunities
DHG
-28,538
Closed -$426K
MUS
1167
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
-72,100
Closed -$949K
NTX
1168
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
-57,325
Closed -$821K
SHPG
1169
DELISTED
Shire pic
SHPG
-10,585
Closed -$2.49M
CYS
1170
DELISTED
CYS Investments Inc.
CYS
-19,858
Closed -$179K
FCH.PRA
1171
DELISTED
Felcor Lodging Tr Ser A Cum Cv
FCH.PRA
-7,842
Closed -$205K
ACAS
1172
DELISTED
American Capital Ltd
ACAS
-13,246
Closed -$203K
NMO
1173
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
-19,300
Closed -$258K
RSOL
1174
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
-15,000
Closed -$45K
XLYS
1175
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER DISCRETIONARY PORT
XLYS
-4,601
Closed -$220K

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First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.