We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
Cap. Flow
+$4.8M
Cap. Flow %
0.21%
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118

Top Buys

Rank Stock Value
1
VIXY icon
ProShares VIX Short-Term Futures ETF
VIXY
+$16.4M
2
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$10.8M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.52M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.01M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.3M

Top Sells

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$7.9M
2
GAB icon
Gabelli Equity Trust
GAB
+$6.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$6.23M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.22M
5
MRK icon
Merck
MRK
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.3%
3 Financials 5.25%
4 Industrials 4.8%
5 Consumer Discretionary 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLMT icon
1076
Calumet Specialty Products
CLMT
$3.63B
$122K 0.01%
14,705
+905
+7% +$5.64K
MDXG icon
1077
MiMedx Group
MDXG
$626M
$119K 0.01%
10,000
-296
-3% -$4.39K
CHRD icon
1078
Chord Energy
CHRD
$7.79B
$118K 0.01%
12,775
-14,500
-53% -$114K
TRST
1079
Trustco Bank Corp NY
TRST
$977M
$116K 0.01%
2,600
– –
DBO icon
1080
Invesco DB Oil Fund
DBO
$425M
$113K ﹤0.01%
12,610
+1,866
+17% +$15.5K
NOK icon
1081
Nokia
NOK
$50.8B
$113K ﹤0.01%
18,855
-17,646
-48% -$110K
AKS
1082
DELISTED
AK Steel Holding Corp
AKS
$109K ﹤0.01%
19,082
-6,635
-26% -$37.9K
JPC icon
1083
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$107K ﹤0.01%
+10,034
New +$105K
ADAM
1084
Adamas Trust
ADAM
$777M
$107K ﹤0.01%
4,338
+538
+14% +$13.4K
DHY
1085
Credit Suisse High Yield Credit Fund
DHY
$238M
$94K ﹤0.01%
33,000
-8,000
-20% -$22.8K
CLF icon
1086
Cleveland-Cliffs
CLF
$6.81B
$88K ﹤0.01%
12,250
-7,191
-37% -$53.7K
SPPP
1087
Sprott Physical Platinum and Palladium Trust
SPPP
$560M
$85K ﹤0.01%
10,000
– –
MDR
1088
DELISTED
McDermott International
MDR
$80K ﹤0.01%
3,621
-380
-9% -$7.62K
AEG icon
1089
Aegon
AEG
$13.5B
$78K ﹤0.01%
16,995
-4,093
-19% -$18.6K
LYG icon
1090
Lloyds Banking Group
LYG
$87.4B
$72K ﹤0.01%
19,936
+1,053
+6% +$3.67K
JCP
1091
DELISTED
J.C. Penney Company, Inc.
JCP
$72K ﹤0.01%
18,051
-1,000
-5% -$4.42K
JE
1092
DELISTED
Just Energy Group Inc
JE
$70K ﹤0.01%
371
-8
-2% -$1.45K
AUO
1093
DELISTED
AU Optronics Corp
AUO
$70K ﹤0.01%
17,083
-2,551
-13% -$10.3K
OIL
1094
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$69K ﹤0.01%
+12,715
New +$64K
NVAX icon
1095
Novavax
NVAX
$1.23B
$68K ﹤0.01%
+3,000
New +$67.2K
MIN
1096
Aberdeen Intermediate Income Fund
MIN
$273M
$67K ﹤0.01%
15,566
+566
+4% +$2.43K
ASX icon
1097
ASE Group
ASX
$80.8B
$66K ﹤0.01%
+10,998
New +$68.9K
CPRX
1098
DELISTED
Catalyst Pharmaceutical
CPRX
$66K ﹤0.01%
26,000
– –
MFIC icon
1099
MidCap Financial Investment
MFIC
$784M
$65K ﹤0.01%
3,506
+100
+3% +$1.86K
OCSL icon
1100
Oaktree Specialty Lending
OCSL
$1.03B
$63K ﹤0.01%
3,803
-8
-0.2% -$128
42 43
44
45 46

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2017 Portfolio in Review

As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.

  • First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
  • First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
  • First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
  • First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
  • First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
  • First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.