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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
1051
VanEck Gold Miners ETF
GDX
$23B
$203K 0.01%
8,779
-3,826
-30% -$87.1K
IVR icon
1052
Invesco Mortgage Capital
IVR
$776M
$203K 0.01%
+1,132
New +$200K
MCA
1053
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$202K 0.01%
13,724
-540
-4% -$8.08K
ILCG icon
1054
iShares Morningstar Growth ETF
ILCG
$3.1B
$201K 0.01%
6,410
-700
-10% -$21.4K
NEA icon
1055
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$201K 0.01%
14,602
-2,479
-15% -$34K
SCG
1056
DELISTED
Scana
SCG
$201K 0.01%
+5,111
New +$228K
BXMT icon
1057
Blackstone Mortgage Trust
BXMT
$2.82B
$200K 0.01%
+6,259
New +$201K
EWU icon
1058
iShares MSCI United Kingdom ETF
EWU
$4.04B
$200K 0.01%
5,538
-660
-11% -$23.1K
RIO icon
1059
Rio Tinto
RIO
$148B
$200K 0.01%
3,802
-8,067
-68% -$394K
BWG
1060
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$199K 0.01%
15,279
-11
-0.1% -$143
HHYX
1061
DELISTED
iShares Currency Hedged International High Yield Bond ETF of ISHARES TRUST
HHYX
$199K 0.01%
+7,144
New +$199K
MUH
1062
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$198K 0.01%
13,457
-3,036
-18% -$45.6K
MGC icon
1063
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$197K 0.01%
2,159
-903
-29% -$80.8K
BIT icon
1064
BlackRock Multi-Sector Income Trust
BIT
$696M
$196K 0.01%
10,898
+645
+6% +$11.8K
BKMU
1065
DELISTED
Bank Mutual Corp
BKMU
$196K 0.01%
+18,371
New +$192K
IYG icon
1066
iShares US Financial Services ETF
IYG
$2.13B
$195K 0.01%
+4,506
New +$188K
THD icon
1067
iShares MSCI Thailand ETF
THD
$361M
$195K 0.01%
+2,070
New +$184K
XBI icon
1068
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$195K 0.01%
+2,304
New +$193K
WFT
1069
DELISTED
Weatherford International plc
WFT
$194K 0.01%
45,671
-2,120
-4% -$7.82K
EIV
1070
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$194K 0.01%
15,978
-882
-5% -$10.9K
BRW
1071
Saba Capital Income & Opportunities Fund
BRW
$336M
$193K 0.01%
19,244
-2,698
-12% -$27.6K
EVF
1072
Eaton Vance Senior Income Trust
EVF
$90.3M
$193K 0.01%
29,669
+1,200
+4% +$7.81K
SLYV icon
1073
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$193K 0.01%
3,066
-114
-4% -$7.27K
GVAL icon
1074
Cambria Global Value ETF
GVAL
$569M
$192K 0.01%
7,457
-885
-11% -$22.2K
SPTL icon
1075
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$192K 0.01%
+5,228
New +$189K
41 42
43
44 45

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
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CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.