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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
Cap. Flow
-$560M
Cap. Flow %
-44.89%
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.3M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$23.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$14M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$13M
5
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$4.1M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.8M
2
MBB icon
iShares MBS ETF
MBB
+$23M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$21.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$21.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.03%
2 Financials 7.12%
3 Technology 7%
4 Energy 6.67%
5 Healthcare 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZION icon
1051
Zions Bancorporation
ZION
$9.83B
– –
-20,611
Closed -$564K
NBIS
1052
Nebius Group N.V.
NBIS
$58.4B
– –
-7,233
Closed -$263K
GAP
1053
The Gap Inc
GAP
$7.1B
– –
-16,325
Closed -$666K
HYB
1054
DELISTED
New America High Income Fund, Inc.
HYB
– –
-12,051
Closed -$114K
MDC
1055
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-136,044
Closed -$2.94M
CORR
1056
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
– –
-2,148
Closed -$77K
FRC
1057
DELISTED
First Republic Bank
FRC
– –
-11,857
Closed -$555K
DEX
1058
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
– –
-10,228
Closed -$121K
CLR
1059
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-9,934
Closed -$537K
RJA
1060
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
– –
-36,146
Closed -$301K
NEV
1061
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
– –
-13,800
Closed -$190K
PVG
1062
DELISTED
PRETIUM RESOURCES INC.
PVG
– –
-10,246
Closed -$68K
SUMR
1063
DELISTED
Summer Infant, Inc.
SUMR
– –
-1,654
Closed -$41K
CPL
1064
DELISTED
CPFL Energia S.A.
CPL
– –
-11,723
Closed -$192K
APU
1065
DELISTED
AmeriGas Partners, L.P.
APU
– –
-5,835
Closed -$248K
APF
1066
DELISTED
Morgan Stanley Asia Pacific Fund
APF
– –
-10,067
Closed -$167K
IDTI
1067
DELISTED
Integrated Device Technology I
IDTI
– –
-11,616
Closed -$108K
PZI
1068
DELISTED
Invesco Zacks Micro Cap ETF
PZI
– –
-92,182
Closed -$1.42M
VXZ
1069
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
– –
-3,202
Closed -$241K
SODA
1070
DELISTED
SodaStream International Ltd
SODA
– –
-3,875
Closed -$242K
LHO
1071
DELISTED
LaSalle Hotel Properties
LHO
– –
-98,718
Closed -$2.85M
SHLD
1072
DELISTED
Sears Holding Corporation
SHLD
– –
-5,793
Closed -$264K
JJG
1073
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
– –
-21,839
Closed -$1.01M
BWLD
1074
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-5,601
Closed -$622K
AGU
1075
DELISTED
Agrium
AGU
– –
-5,490
Closed -$457K
41 42
43
44 45

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.

Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.

  • First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
  • First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
  • First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
  • First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
  • First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
  • First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.