First Allied Advisory Services’s DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND DEX Stock Holding History

First Allied Advisory Services’s Portfolio DEX Stock Details DEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-13,000	Closed	-$132K	–	1176
2016 Q3	$132K	Hold	13,000	–	–	0.01%	983
2016 Q2	$125K	Sell	13,000 -1,000	-7%	-$9.42K	0.01%	982
2016 Q1	$128K	Buy	+14,000	New	+$122K	0.01%	950
2013 Q4	–	Sell	-10,228	Closed	-$121K	–	1061
2013 Q3	$121K	Hold	10,228	–	–	0.01%	934
2013 Q2	$119K	Buy	+10,228	New	+$126K	0.01%	896

Other funds holding DEX

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

First Allied Advisory Services's DEX Position: Q4 2016 in Review

First Allied Advisory Services sold out of DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND (DEX) in Q4 2016, closing a stake of 13,000 shares — an estimated $132K sold.

First Allied Advisory Services first reported a position in DEX in Q2 2013 and held it in 5 quarters. The position peaked at $132K in Q3 2016. 43 funds tracked by Wall St. Rank hold DEX as of Q4 2016.

First Allied Advisory Services reported no remaining DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND position as of Q4 2016 after selling out during the quarter.
First Allied Advisory Services sold 13,000 DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND shares in Q4 2016, an estimated $132K.
First Allied Advisory Services first reported a position in DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND in Q2 2013 and held it in 5 quarters.
First Allied Advisory Services's DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND position peaked at $132K in Q3 2016.
43 funds tracked by Wall St. Rank held DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND as of Q4 2016.

Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.