FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.9%
This Quarter Est. Return
1 Year Est. Return
+15.9%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.71B
AUM Growth
+$380M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,210
New
Increased
Reduced
Closed

Top Buys

1
+$11.6M
2
+$11.6M
3
+$9.28M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.02M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.13M

Top Sells

1
+$30.9M
2
+$11.1M
3
+$10.9M
4
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$10.1M
5
RVT icon
Royce Value Trust
RVT
+$8.16M

Sector Composition

1 Technology 11.19%
2 Healthcare 5.51%
3 Financials 4.74%
4 Communication Services 4.57%
5 Consumer Discretionary 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRB icon
1001
W.R. Berkley
WRB
$27.9B
$203K 0.01%
7,979
-7,233
DBRG icon
1002
DigitalBridge
DBRG
$2.29B
$202K 0.01%
20,999
-247
NEO icon
1003
NeoGenomics
NEO
$1.37B
$202K 0.01%
+6,519
IAF
1004
abrdn Australia Equity Fund
IAF
$127M
$201K 0.01%
44,924
ADM icon
1005
Archer Daniels Midland
ADM
$30.4B
$201K 0.01%
5,044
-1,216
EWJ icon
1006
iShares MSCI Japan ETF
EWJ
$16.2B
$201K 0.01%
3,657
-1,055
EG icon
1007
Everest Group
EG
$14.7B
$200K 0.01%
+968
MARB icon
1008
First Trust Merger Arbitrage ETF
MARB
$34.5M
$200K 0.01%
+10,365
XYL icon
1009
Xylem
XYL
$35.7B
$200K 0.01%
3,076
-721
GTT
1010
DELISTED
GTT Communications, Inc.
GTT
$196K 0.01%
24,000
BTZ icon
1011
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$195K 0.01%
14,755
+928
NOK icon
1012
Nokia
NOK
$30.7B
$194K 0.01%
44,197
+6,384
GDV icon
1013
Gabelli Dividend & Income Trust
GDV
$2.38B
$193K 0.01%
10,962
-177,139
DCP
1014
DELISTED
DCP Midstream, LP
DCP
$193K 0.01%
17,036
+493
HUN icon
1015
Huntsman Corp
HUN
$1.41B
$192K 0.01%
10,709
+97
HFRO
1016
Highland Opportunities and Income Fund
HFRO
$358M
$191K 0.01%
23,730
-28
SLB icon
1017
SLB Limited
SLB
$49.9B
$188K 0.01%
10,219
-887
ETV
1018
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.66B
$187K 0.01%
13,238
+110
NCLH icon
1019
Norwegian Cruise Line
NCLH
$10.6B
$187K 0.01%
+11,380
RPAI
1020
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$185K 0.01%
25,235
+59
BMY.RT
1021
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$184K 0.01%
51,268
+755
KIO
1022
KKR Income Opportunities Fund
KIO
$474M
$181K 0.01%
14,679
PMO
1023
Putnam Municipal Opportunities Trust
PMO
$291M
$181K 0.01%
14,189
-686
EIM
1024
Eaton Vance Municipal Bond Fund
EIM
$510M
$177K 0.01%
13,895
+149
CALA
1025
DELISTED
Calithera Biosciences, Inc
CALA
$177K 0.01%
+1,675
39 40
41
42 43