FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Return 15.9%
This Quarter Return
+3.99%
1 Year Return
+15.9%
3 Year Return
+33.56%
5 Year Return
+71.83%
10 Year Return
–
AUM
$1.93B
AUM Growth
+$113M
Cap. Flow
+$55M
Cap. Flow %
2.85%
Top 10 Hldgs %
14.61%
Holding
1,182
New
137
Increased
509
Reduced
418
Closed
88

Top Buys

1
DWX icon
SPDR S&P International Dividend ETF
DWX
$15.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$8.2M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
$7.98M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
$7.51M
5
QQQ icon
Invesco QQQ Trust
QQQ
$7.5M

Top Sells

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$29.3M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$9.27M
3
IDV icon
iShares International Select Dividend ETF
IDV
$8.13M
4
GOOG icon
Alphabet (Google) Class C
GOOG
$7.62M
5
TYG
Tortoise Energy Infrastructure Corp
TYG
$6.13M

Sector Composition

1 Healthcare 7.38%
2 Technology 7.23%
3 Financials 6.38%
4 Industrials 5.13%
5 Consumer Staples 5.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JTA
1001
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$171K 0.01%
14,650
– –
EMLC icon
1002
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$3.7B
$170K 0.01%
5,042
-1,248
-20% -$42.1K
BBK
1003
DELISTED
Blackrock Municipal Bond Trust
BBK
$169K 0.01%
10,456
– –
SPXC icon
1004
SPX Corp
SPXC
$9.28B
$168K 0.01%
18,527
+1,619
+10% +$14.7K
VKI icon
1005
Invesco Advantage Municipal Income Trust II
VKI
$373M
$168K 0.01%
14,200
– –
ERIC icon
1006
Ericsson
ERIC
$26.7B
$167K 0.01%
17,207
+129
+0.8% +$1.25K
HIX
1007
Western Asset High Income Fund II
HIX
$391M
$167K 0.01%
26,364
+8,000
+44% +$50.7K
MCA
1008
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$167K 0.01%
10,730
-96
-0.9% -$1.49K
AEG icon
1009
Aegon
AEG
$11.8B
$166K 0.01%
39,855
-800
-2% -$3.33K
BIZD icon
1010
VanEck BDC Income ETF
BIZD
$1.68B
$166K 0.01%
+10,508
New +$166K
GGZ
1011
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$116M
$166K 0.01%
15,783
– –
DBC icon
1012
Invesco DB Commodity Index Tracking Fund
DBC
$1.26B
$164K 0.01%
12,256
-23,198
-65% -$310K
BCS icon
1013
Barclays
BCS
$69.1B
$162K 0.01%
13,253
+415
+3% +$5.07K
NKX icon
1014
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$574M
$162K 0.01%
10,443
– –
MFIC icon
1015
MidCap Financial Investment
MFIC
$1.22B
$161K 0.01%
+10,314
New +$161K
TRST icon
1016
Trustco Bank Corp NY
TRST
$753M
$158K 0.01%
5,135
– –
EMD
1017
DELISTED
Western Asset Emerging Markets
EMD
$157K 0.01%
16,282
+2,678
+20% +$25.8K
HBAN icon
1018
Huntington Bancshares
HBAN
$25.7B
$155K 0.01%
14,035
-210
-1% -$2.32K
MSD
1019
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$153K 0.01%
18,209
+3,034
+20% +$25.5K
NRG icon
1020
NRG Energy
NRG
$28.6B
$153K 0.01%
+13,119
New +$153K
OCSL icon
1021
Oaktree Specialty Lending
OCSL
$1.23B
$151K 0.01%
7,886
+41
+0.5% +$785
DBO icon
1022
Invesco DB Oil Fund
DBO
$226M
$150K 0.01%
16,772
-139
-0.8% -$1.24K
PBW icon
1023
Invesco WilderHill Clean Energy ETF
PBW
$357M
$150K 0.01%
6,306
+1,983
+46% +$47.2K
BYM icon
1024
BlackRock Municipal Income Quality Trust
BYM
$272M
$149K 0.01%
10,032
– –
DAN icon
1025
Dana Inc
DAN
$2.7B
$147K 0.01%
10,611
-658
-6% -$9.12K
39 40
41
42 43