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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CRDS
1001
DELISTED
Crossroads Systems, Inc.
CRDS
$64K 0.01%
1,119
+29
+3% +$1.64K
CDMO
1002
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$63K 0.01%
6,800
BBLU
1003
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
$62K ﹤0.01%
+16,500
New +$52.9K
CMU
1004
DELISTED
MFS High Yield Municipal Trust
CMU
$61K ﹤0.01%
+14,200
New +$61.8K
WWR icon
1005
Westwater Resources
WWR
$51M
$60K ﹤0.01%
+42
New +$68K
MHY
1006
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$60K ﹤0.01%
10,733
CXE
1007
DELISTED
MFS High Income Municipal Trust
CXE
$58K ﹤0.01%
+12,000
New +$57.1K
WRES
1008
DELISTED
WARREN RESOURCES INC
WRES
$53K ﹤0.01%
10,000
-10,000
-50% -$61.2K
CIF
1009
DELISTED
MFS Intermediate High Income Fund
CIF
$51K ﹤0.01%
18,844
NVAX icon
1010
Novavax
NVAX
$1.23B
$50K ﹤0.01%
+570
New +$51.5K
RAD
1011
DELISTED
Rite Aid Corporation
RAD
$50K ﹤0.01%
+518
New +$66.9K
AMRS
1012
DELISTED
Amyris Inc.
AMRS
$48K ﹤0.01%
828
DRYS
1013
DELISTED
DryShips Inc. Common Stock
DRYS
0
IMUC
1014
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$40K ﹤0.01%
1,125
CASC
1015
DELISTED
Cascadian Therapeutics, Inc.
CASC
$38K ﹤0.01%
3,333
WINT
1016
DELISTED
Windtree Therapeutics Inc
WINT
$38K ﹤0.01%
+1,464
New +$35.3K
ALBO
1017
DELISTED
Albireo Pharma Inc
ALBO
$33K ﹤0.01%
667
FCEL icon
1018
FuelCell Energy
FCEL
$1.7B
$29K ﹤0.01%
3
PT
1019
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
$25K ﹤0.01%
12,115
-3,894
-24% -$8.83K
ACI
1020
DELISTED
ARCH COAL, INC.
ACI
$23K ﹤0.01%
+1,140
New +$34.2K
CRIS icon
1021
Curis
CRIS
$9.53M
$16K ﹤0.01%
6
+1
+20% +$3.36K
DNN icon
1022
Denison Mines
DNN
$2.63B
$14K ﹤0.01%
+12,000
New +$15.3K
ERN
1023
DELISTED
Erin Energy Corp
ERN
$13K ﹤0.01%
3,201
PZG icon
1024
Paramount Gold Nevada
PZG
$94.4M
$11K ﹤0.01%
12,500
REE
1025
DELISTED
RARE ELEMENT RES LTD
REE
$11K ﹤0.01%
19,055

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First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.