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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$27.2M
Cap. Flow
% of AUM
-1.08%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.5% |
| 2 | Financials | 5.32% |
| 3 | Healthcare | 4.96% |
| 4 | Industrials | 3.99% |
| 5 | Communication Services | 3.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $7.21M | 0.28% |
92,514
-19,772
| -18% | -$1.54M |
|
77
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
| $7.17M | 0.28% |
82,761
+11,396
| +16% | +$1.03M |
|
78
Visa
V
$677B
| $7.05M | 0.28% |
53,451
-2,341
| -4% | -$323K |
|
79
iShares Russell 1000 Value ETF
IWD
$81.4B
| $7.02M | 0.28% |
63,094
-1,410
| -2% | -$169K |
|
80
AbbVie
ABBV
$465B
| $6.85M | 0.27% |
74,155
+5,815
| +9% | +$511K |
|
81
3M
MMM
$91.8B
| $6.82M | 0.27% |
42,891
+135
| +0.3% | +$22.4K |
|
82
C.H. Robinson
CHRW
$20.5B
| $6.8M | 0.27% |
80,857
-4,093
| -5% | -$366K |
|
83
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $6.72M | 0.27% |
141,078
-5,053
| -3% | -$243K |
|
84
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $6.71M | 0.26% |
130,262
+52,355
| +67% | +$2.66M |
|
85
Alibaba
BABA
$276B
| $6.7M | 0.26% |
48,758
-68
| -0.1% | -$10.1K |
|
86
Qualcomm
QCOM
$164B
| $6.68M | 0.26% |
117,275
-4,831
| -4% | -$293K |
|
87
Netflix
NFLX
$307B
| $6.62M | 0.26% |
247,070
-31,490
| -11% | -$942K |
|
88
iShares Russell 1000 ETF
IWB
$47.1B
| $6.44M | 0.25% |
46,417
+25,439
| +121% | +$3.81M |
|
89
Omnicom Group
OMC
$22.7B
| $6.38M | 0.25% |
86,093
+69,478
| +418% | +$5.15M |
|
90
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
| $6.37M | 0.25% |
127,134
+70,031
| +123% | +$3.51M |
|
91
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
| $6.35M | 0.25% |
76,861
+48,747
| +173% | +$4.02M |
|
92
Home Depot
HD
$337B
| $6.34M | 0.25% |
36,730
+869
| +2% | +$156K |
|
|
GRX
93
Gabelli Healthcare & Wellness Trust
GRX
$145M
| $6.29M | 0.25% |
678,637
-17,836
| -3% | -$183K |
|
94
Gabelli Equity Trust
GAB
$1.73B
| $6.26M | 0.25% |
1,260,112
-229,020
| -15% | -$1.31M |
|
95
iShares Preferred and Income Securities ETF
PFF
$13.1B
| $6.24M | 0.25% |
182,346
-18,454
| -9% | -$654K |
|
|
RTL
96
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
| $6.17M | 0.24% |
463,998
+216,358
| +87% | +$2.98M |
|
|
CELG
97
DELISTED
Celgene Corp
CELG
| $6.17M | 0.24% |
96,242
+908
| +1% | +$67K |
|
98
Schwab US Large- Cap ETF
SCHX
$70.3B
| $6.17M | 0.24% |
619,848
+148,824
| +32% | +$1.6M |
|
99
Schwab International Small-Cap Equity ETF
SCHC
$5.28B
| $6.13M | 0.24% |
+208,967
| New | +$6.66M |
|
100
Cisco
CSCO
$443B
| $6M | 0.24% |
138,187
-10,314
| -7% | -$472K |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Technology at 6.5% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.