We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
First Trust Dorsey Wright Focus 5 ETF
FV
$3.63B
| $6.42M | 0.33% |
272,884
+12,927
| +5% | +$299K |
|
77
iShares S&P 100 ETF
OEF
$19.9B
| $6.32M | 0.33% |
69,334
+1,683
| +2% | +$154K |
|
78
EPR Properties
EPR
$4.9B
| $6.31M | 0.33% |
106,325
-3,005
| -3% | -$168K |
|
79
Invesco Dorsey Wright Momentum ETF
PDP
$1.45B
| $6.19M | 0.32% |
149,756
+64,520
| +76% | +$2.71M |
|
80
Host Hotels & Resorts
HST
$17.2B
| $6.05M | 0.31% |
+388,969
| New | +$6.46M |
|
81
Emerson Electric
EMR
$83.3B
| $5.74M | 0.3% |
120,031
+94,400
| +368% | +$4.49M |
|
82
iShares S&P 500 Value ETF
IVE
$49.1B
| $5.65M | 0.29% |
63,855
+10,543
| +20% | +$943K |
|
83
Qualcomm
QCOM
$160B
| $5.64M | 0.29% |
113,895
-14,514
| -11% | -$774K |
|
84
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
| $5.63M | 0.29% |
130,371
-70,661
| -35% | -$3.11M |
|
85
iShares Biotechnology ETF
IBB
$9.52B
| $5.55M | 0.29% |
49,413
+9,174
| +23% | +$996K |
|
86
Cisco
CSCO
$448B
| $5.5M | 0.28% |
202,342
+8,959
| +5% | +$247K |
|
|
VER
87
DELISTED
VEREIT, Inc.
VER
| $5.36M | 0.28% |
135,103
-14,505
| -10% | -$595K |
|
88
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
| $5.25M | 0.27% |
70,692
+51,191
| +263% | +$3.79M |
|
|
LLTC
89
DELISTED
Linear Technology Corp
LLTC
| $5.25M | 0.27% |
122,025
-3,899
| -3% | -$171K |
|
90
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
| $5.2M | 0.27% |
172,282
-95,756
| -36% | -$3.15M |
|
91
Sonoco
SON
$5.62B
| $5.16M | 0.27% |
125,818
-2,718
| -2% | -$113K |
|
92
iShares TIPS Bond ETF
TIP
$14.5B
| $5.13M | 0.27% |
46,989
-4,514
| -9% | -$499K |
|
93
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
| $5.09M | 0.26% |
+212,926
| New | +$5.49M |
|
94
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
| $5.03M | 0.26% |
125,084
+28,476
| +29% | +$1.17M |
|
|
95
Alphabet (Google) Class C
GOOG
$4.08T
| $4.97M | 0.26% |
130,280
-199,620
| -61% | -$7.16M |
|
96
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
| $4.92M | 0.25% |
97,240
+50,386
| +108% | +$2.5M |
|
97
AbbVie
ABBV
$455B
| $4.88M | 0.25% |
82,301
-17,390
| -17% | -$1M |
|
|
ESRX
98
DELISTED
Express Scripts Holding Company
ESRX
| $4.87M | 0.25% |
55,804
+3,342
| +6% | +$286K |
|
99
Costco
COST
$423B
| $4.82M | 0.25% |
30,000
+2,282
| +8% | +$361K |
|
100
Vanguard Total International Bond ETF
BNDX
$82.1B
| $4.72M | 0.24% |
88,820
+8,640
| +11% | +$458K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.